Form 4 for SND Smart Sand, Inc.
Accepted 2023-03-15 00:00:00 ET · period of report 2023-03-14 · accession 0000950142-23-000699 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2023-03-15 | 2023-03-14 | SND | Clearlake Capital Partners, LLC | Dir, 10% | S - Sale | $1.72 | -5.18M | 0 | -100% | -$8.90M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.001 per share | 2023-03-14 | S | D | 5,175,688 | $1.72 | 0 | I See footnotes | — | — | (F1) The shares sold were held of record by Clearlake Capital Partners II (Master), L.P. ("CCPII"), which is managed by Clearlake Capital Management II, L.P., a Delaware limited partnership ("CCMII"). CCMII's general partner is Clearlake Capital Group, L.P., whose general partner is Clearlake Capital Group GP, LLC ("CCG GP"), a Delaware limited liability company. CCG GP's managing member is CCG Operations, L.L.C., a Delaware limited liability company ("CCG Ops"). (F2) CCPII's general partner is Clearlake Capital Partners II GP, L.P., a Delaware limited partnership ("CCPII GP"). CCPII GP's general partner is Clearlake Capital Partners, LLC, a Delaware limited liability company ("CCP"). CCP's managing member is CCG Ops. Jose E. Feliciano and Behdad Eghbali are managers of CCG Ops and may be deemed to share voting and investment power of the shares held of record by CCPII. (F3) Each the Reporting Persons disclaims beneficial ownership of the shares held of record by CCPII except to the extent of its pecuniary interest therein. |