Form 4 for VRT Vertiv

Accepted 2023-12-12 00:00:00 ET · period of report 2023-12-08 · accession 0000950142-23-002941 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
DI	2023-12-12	2023-12-08	VRT	COTE DAVID M	Executive COB, Dir	G - Gift	$0.00	-8.57M	0	-100%	$0
DI	2023-12-12	2023-12-08	VRT	COTE DAVID M	Executive COB, Dir	G - Gift	$0.00	-5.27M	0	-100%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Class A Common Stock	2023-12-08	G	D	8,572,500	$0.00	0	I See Footnote	—	—	(F1) The Reporting Person previously indirectly beneficially owned these shares of Class A common stock and Private Placement Warrants through Cote SPAC 1 LLC. As of December 8, 2023, the Reporting Person has ceased to serve as manager of Cote SPAC 1 LLC and therefore has ceased to have beneficial ownership of such securities. As of the date of this Form 4, these securities have not been sold and remain held by Cote SPAC 1 LLC.
2	Derivative	Private Placement Warrants	2023-12-08	G	D	5,266,667	$0.00	0	I See Footnote	$11.50 · — to 2025-02-07	5,266,667 Class A Common Stock	(F1) The Reporting Person previously indirectly beneficially owned these shares of Class A common stock and Private Placement Warrants through Cote SPAC 1 LLC. As of December 8, 2023, the Reporting Person has ceased to serve as manager of Cote SPAC 1 LLC and therefore has ceased to have beneficial ownership of such securities. As of the date of this Form 4, these securities have not been sold and remain held by Cote SPAC 1 LLC. (F5) Each Private Placement Warrant is exercisable for one share of Class A common stock at an exercise price of $11.50 per share, subject to certain adjustments. The warrants expire on February 7, 2025 or earlier upon redemption or liquidation.