Form 4 for FLG FLAGSTAR BANK, NATIONAL ASSOCIATION
Accepted 2024-03-29 00:00:00 ET · period of report 2024-03-27 · accession 0000950142-24-000834 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2024-03-29 | 2024-03-27 | FLG | STM Partners LLC | Dir | A - Grant | $0.00 | +300 | 41.69M | +0.0% | $0 |
| D | 2024-03-29 | 2024-03-27 | FLG | STM Partners LLC | Dir | A - Grant | $0.00 | +31.1K | 31.1K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-27 | A | A | 300 | $0.00 | 41,691,300 | I See footnotes | — | — | (F1) Total includes 300 service based restricted stock units that will vest in shares of NYCB common stock over the passage of time and were granted to Steven T. Mnuchin. (F2) Each Reporting Person disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. |
| 2 | Derivative | Restricted Stock Unit | 2024-03-27 | A | A | 31,072 | $0.00 | 31,072 | D | — · — to — | 31,072 Common Stock | (F3) Total includes 31,072 service based restricted stock units that will be settled solely in cash ("cash-settled RSUs") over the passage of time. Each cash-settled RSU is economically equivalent to one share of NYCB common stock. Liberty 77 Capital L.P. (the "Liberty Manager"), a Delaware limited partnership, is the investment manager of the members of Liberty Strategic Capital (CEN) Holdings, LLC, a Delaware limited liability company. Liberty 77 Capital Partners L.P. ("Liberty Manager GP"), a Delaware limited partnership, is the general partner of the Liberty Manager. Liberty Capital L.L.C., a Delaware limited liability company, is the general partner of the Liberty Manager GP. STM Partners LLC, a Delaware limited liability company, indirectly controls the Liberty Manager. Steven T. Mnuchin is the trustee of the managing member of STM Partners LLC. (F2) Each Reporting Person disclaims beneficial ownership of these securities except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. |