Form 4 for GEV GE Vernova
Accepted 2024-04-04 00:00:00 ET · period of report 2024-04-02 · accession 0000950142-24-000978 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2024-04-04 | 2024-04-02 | GEV | Reynolds Paula Rosput | Dir | A - Grant | — | +134 | 28 | New | — |
| D | 2024-04-04 | 2024-04-02 | GEV | Reynolds Paula Rosput | Dir | A - Grant | — | +1,390 | 1,390 | New | — |
| D | 2024-04-04 | 2024-04-02 | GEV | Reynolds Paula Rosput | Dir | A - Grant | — | +3,469 | 3,469 | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common stock, par value $0.01 per share | 2024-04-02 | A | A | 106 | — | 106 | I By Spouse's Roth IRA | — | — | (F1) The transactions reported herein are the result of the consummation on April 2, 2024 of the distribution of all of the shares of common stock of GE Vernova Inc. ("GE Vernova") by General Electric Company ("GE") to holders of GE common stock on a pro rata basis (the "Spin-Off"). These transactions are voluntarily reported notwithstanding the exemption provided by Rule 16a-9. |
| 2 | Common | Common stock, par value $0.01 per share | 2024-04-02 | A | A | 28 | — | 28 | I | — | — | (F1) The transactions reported herein are the result of the consummation on April 2, 2024 of the distribution of all of the shares of common stock of GE Vernova Inc. ("GE Vernova") by General Electric Company ("GE") to holders of GE common stock on a pro rata basis (the "Spin-Off"). These transactions are voluntarily reported notwithstanding the exemption provided by Rule 16a-9. |
| 3 | Common | Common stock, par value $0.01 per share | 2024-04-02 | A | A | 1,390 | — | 1,390 | D By Spouse | — | — | (F1) The transactions reported herein are the result of the consummation on April 2, 2024 of the distribution of all of the shares of common stock of GE Vernova Inc. ("GE Vernova") by General Electric Company ("GE") to holders of GE common stock on a pro rata basis (the "Spin-Off"). These transactions are voluntarily reported notwithstanding the exemption provided by Rule 16a-9. |
| 4 | Derivative | Deferred Fee Phantom Stock Units | 2024-04-02 | A | A | 3,469 | — | 3,469 | D | — · — to — | 3,469 Common stock, par value $0.01 per share | (F1) The transactions reported herein are the result of the consummation on April 2, 2024 of the distribution of all of the shares of common stock of GE Vernova Inc. ("GE Vernova") by General Electric Company ("GE") to holders of GE common stock on a pro rata basis (the "Spin-Off"). These transactions are voluntarily reported notwithstanding the exemption provided by Rule 16a-9. (F2) Each unit of phantom stock is the economic equivalent of one share of GE Vernova common stock. (F3) Represents an award of phantom stock with respect to common stock of GE Vernova that resulted from the conversion of certain equity incentive awards in connection with the Spin-Off. Such equity incentive awards were previously granted by GE to the reporting person in connection with service as a director of GE. Each award is payable beginning one year after termination of service as a director of the reporting person. This transaction is voluntarily reported notwithstanding the exemption provided by Rule 16a-9. |