Form 4/A for WULF TERAWULF INC.
Accepted 2024-06-07 00:00:00 ET · period of report 2023-07-12 · accession 0000950142-24-001589 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMA | 2024-06-07 | 2023-07-12+ | WULF | Khan Nazar M. | COO + CTO, Dir | J - Other | — | +2.29M | 9.90M | +30% | — |
| DA | 2024-06-07 | 2023-10-20 | WULF | Khan Nazar M. | COO + CTO, Dir | S - Sale | — | -513.5K | 9.39M | -5% | — |
| DAI | 2024-06-07 | 2023-07-12 | WULF | Khan Nazar M. | COO + CTO, Dir | J - Other | — | -1.78M | 901.8K | -66% | — |
| DMA | 2024-06-07 | 2023-10-20 | WULF | Khan Nazar M. | COO + CTO, Dir | J - Other | — | 0 | 0 | New | — |
| DMAI | 2024-06-07 | 2023-10-20 | WULF | Khan Nazar M. | COO + CTO, Dir | J - Other | — | +2.06M | 441.2K | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common stock, $0.001 par value per share | 2023-07-12 | J | A | 1,778,048 | — | 9,387,913 | D | — | — | (F1) On July 12, 2023, Yaqeen I Trust transferred 1,778,048 shares of common stock, par value $0.001 per share ("Common Stock") of the Issuer to the Reporting Person for no consideration. |
| 2 | Common | Common stock, $0.001 par value per share | 2023-10-20 | J | A | 513,484 | — | 9,901,397 | D | — | — | (F5) NovaWulf Digital Private Fund LLC distributed warrants and shares of Common Stock to its members, including the Reporting Person. |
| 3 | Common | Common stock, $0.001 par value per share | 2023-10-20 | S | D | 513,484 | — | 9,387,913 | D | — | — | (F6) Immediately following receipt of the distribution from NovaWulf Private Fund, the Reporting Person contributed 513,484 shares of Common Stock to Somerset Goods and Services Trust for no consideration. |
| 4 | Common | Common stock, $0.001 par value per share | 2023-07-12 | J | D | 1,778,048 | — | 901,809 | I By Yaqeen I Trust | — | — | (F1) On July 12, 2023, Yaqeen I Trust transferred 1,778,048 shares of common stock, par value $0.001 per share ("Common Stock") of the Issuer to the Reporting Person for no consideration. (F2) By Yaqeen I Trust. The Reporting Person may be deemed to beneficially own the shares of Common Stock held by Yaqeen I Trust. The Reporting Person disclaims beneficial ownership of the Shares of Common Stock except to the extent of his pecuniary interest therein, and the inclusion of the shares of Common Stock in this report shall not be deemed an admission of beneficial ownership of all of the reported shares of Common Stock for purposes of Section 16 of the Securities Exchange of 1934, as amended, or for any other purpose. |
| 5 | Derivative | Warrants | 2023-10-20 | J | A | 1,622,926 | — | 1,622,926 | D Lake Harriet Holdings, LLC | $0.01 · 2024-04-01 to 2025-12-31 | 1,622,926 Common stock, $0.001 par value per share | (F5) NovaWulf Digital Private Fund LLC distributed warrants and shares of Common Stock to its members, including the Reporting Person. |
| 6 | Derivative | Warrants | 2023-10-20 | J | D | 1,622,926 | — | 0 | D Lake Harriet Holdings, LLC | $0.01 · 2024-04-01 to 2025-12-31 | 1,622,926 Common stock, $0.001 par value per share | (F7) This transaction involved the Reporting Person's contribution of 1,622,926 penny warrants to Lake Harriet Holdings. The Reporting Person is the sole manager of Lake Harriet Holdings, and, as a result, may be deemed to beneficially own the penny warrants held by Lake Harriet Holdings. The Reporting Person disclaims beneficial ownership of such penny warrants except to the extent of his pecuniary interest therein, and the inclusion of such shares of common stock in this report shall not be deemed an admission of beneficial ownership of all of the reported penny warrants for purposes of Section 16 of the Exchange Act, or for any other purpose. |
| 7 | Derivative | Warrants | 2023-10-20 | J | A | 1,622,926 | — | 1,622,926 | I | $0.01 · 2024-04-01 to 2025-12-31 | 1,622,926 Common stock, $0.001 par value per share | (F7) This transaction involved the Reporting Person's contribution of 1,622,926 penny warrants to Lake Harriet Holdings. The Reporting Person is the sole manager of Lake Harriet Holdings, and, as a result, may be deemed to beneficially own the penny warrants held by Lake Harriet Holdings. The Reporting Person disclaims beneficial ownership of such penny warrants except to the extent of his pecuniary interest therein, and the inclusion of such shares of common stock in this report shall not be deemed an admission of beneficial ownership of all of the reported penny warrants for purposes of Section 16 of the Exchange Act, or for any other purpose. |
| 8 | Derivative | Warrants | 2023-10-20 | J | A | 441,163 | — | 882,326 | D | $1.00 · 2024-04-01 to 2026-12-31 | 441,163 Common stock, $0.001 par value per share | (F5) NovaWulf Digital Private Fund LLC distributed warrants and shares of Common Stock to its members, including the Reporting Person. |
| 9 | Derivative | Warrants | 2023-10-20 | J | A | 441,163 | — | 441,163 | I | $1.00 · 2024-04-01 to 2026-12-31 | 441,163 Common stock, $0.001 par value per share | (F8) This transaction involved the Reporting Person's contribution of 441,163 dollar warrants to Lake Harriet Holdings. The Reporting Person is the sole manager of Lake Harriet Holdings, and, as a result, may be deemed to beneficially own the penny warrants held by Lake Harriet Holdings. The Reporting Person disclaims beneficial ownership of such penny warrants except to the extent of his pecuniary interest therein, and the inclusion of such shares of common stock in this report shall not be deemed an admission of beneficial ownership of all of the reported penny warrants for purposes of Section 16 of the Exchange Act, or for any other purpose. |
| 10 | Derivative | Warrants | 2023-10-20 | J | D | 441,163 | — | 0 | D | $1.00 · 2024-04-01 to 2026-12-31 | 441,163 Common stock, $0.001 par value per share | (F8) This transaction involved the Reporting Person's contribution of 441,163 dollar warrants to Lake Harriet Holdings. The Reporting Person is the sole manager of Lake Harriet Holdings, and, as a result, may be deemed to beneficially own the penny warrants held by Lake Harriet Holdings. The Reporting Person disclaims beneficial ownership of such penny warrants except to the extent of his pecuniary interest therein, and the inclusion of such shares of common stock in this report shall not be deemed an admission of beneficial ownership of all of the reported penny warrants for purposes of Section 16 of the Exchange Act, or for any other purpose. |