Form 4 for RKT Rocket Companies, Inc.
Accepted 2025-10-02 00:00:00 ET · period of report 2025-10-01 · accession 0000950142-25-002670 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2025-10-02 | 2025-10-01 | RKT | Olson Tagar | Dir | A - Grant | $0.00 | +278.3K | 278.3K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A common stock | 2025-10-01 | A | A | 267,366 | — | 267,366 | D | — | — | (F2) (con't from FN1) Pursuant to the Merger Agreement, each outstanding share of Mr. Cooper common stock, par value $0.01 per share, held by the Reporting Person prior to the effective time of the Maverick Merger converted into a right to receive 11.0 shares of Rocket Class A common stock, par value $0.00001 per share, and cash payable in lieu of fractional shares, without interest and subject to any applicable withholding taxes. (F1) On October 1, 2025, Rocket Companies, Inc. (?Rocket?) completed the previously announced acquisition of Mr. Cooper Group Inc. (?Mr. Cooper?). Pursuant to the Agreement and Plan of Merger (the ?Merger Agreement?), by and among Rocket, Mr. Cooper, Maverick Merger Sub, Inc. (?Maverick Merger Sub?) and Maverick Merger Sub 2, LLC (?Forward Merger Sub?), Maverick Merger Sub merged with and into Mr. Cooper (the ?Maverick Merger?), with Mr. Cooper surviving the Maverick Merger and continuing as a direct, wholly owned subsidiary of Rocket and immediately following such Maverick Merger, Mr. Cooper merged with and into Forward Merger Sub (the ?Forward Merger?), with Forward Merger Sub surviving such Forward Merger and continuing as a direct, wholly owned subsidiary of Rocket. (con't in FN2) |
| 2 | Common | Class A common stock | 2025-10-01 | A | A | 10,974 | $0.00 | 278,340 | D | — | — | (F3) On October 1, 2025, the Reporting Person was granted restricted stock units (?RSUs?) under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3. Each RSU represents the contingent right to receive a share of Class A common stock of Rocket for each vested RSU. The RSUs will vest in full on the first anniversary of the grant date. |