Form 4 for RKT Rocket Companies, Inc.
Accepted 2025-10-24 00:00:00 ET · period of report 2025-10-01 · accession 0000950142-25-002855 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2025-10-24 | 2025-10-01 | RKT | Gilbert Daniel B | Dir, 10% | A - Grant | $0.00 | +89.9K | 89.9K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A common stock | 2025-10-01 | A | A | 89,859 | $0.00 | 89,859 | I See footnote | — | — | (F2) (Cont'd from FN1) Pursuant to the Merger Agreement, each outstanding share of Mr. Cooper common stock, par value $0.01 per share (the "Mr. Cooper common stock"), held by the Reporting Person prior to the effective time of the Maverick Merger converted into a right to receive 11.0 shares of Rocket Class A common stock, par value $0.00001 per share, and cash payable in lieu of fractional shares, without interest and subject to any applicable withholding taxes. (F1) On October 1, 2025, Rocket Companies, Inc. ("Rocket") completed the previously announced acquisition of Mr. Cooper Group Inc. ("Mr. Cooper" and such acquisition, the "Mr. Cooper Acquisition"). Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), by and among Rocket, Mr. Cooper, Maverick Merger Sub, Inc. ("Maverick Merger Sub") and Maverick Merger Sub 2, LLC ("Forward Merger Sub"), Maverick Merger Sub merged with and into Mr. Cooper (the "Maverick Merger"), with Mr. Cooper surviving the Maverick Merger and continuing as a direct, wholly owned subsidiary of Rocket and immediately following such Maverick Merger, Mr. Cooper merged with and into Forward Merger Sub (the "Forward Merger"), with Forward Merger Sub surviving such Forward Merger and continuing as a direct, wholly owned subsidiary of Rocket. (Cont'd in FN2) (F3) Received in exchange for 8,169 shares of Mr. Cooper common stock in connection with the Mr. Cooper Acquisition in a transaction exempt under Rule 16b-3. On September 30, 2025, the last trading day before the Mr. Cooper Acquisition, the closing price of Rocket's Class A common stock was $19.38 per share and the closing price of the Mr. Cooper common stock was $210.79 per share. (F4) Directly owned by The Daniel B Gilbert Trust u/a/d 12/23/1996, as amended, a trust for the benefit of the Reporting Person. |