Form 4/A for ASH ASHLAND INC.
Accepted 2021-11-23 00:00:00 ET · period of report 2021-11-15 · accession 0000950157-21-001210 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMA | 2021-11-23 | 2021-11-15 | ASH | WILLIS J KEVIN | CFO | F - Tax | $108.17 | -939 | 1,786 | -34% | -$101.6K |
| DMA | 2021-11-23 | 2021-11-15 | ASH | WILLIS J KEVIN | CFO | M - OptEx | $108.17 | +2,920 | 2,234 | New | +$315.9K |
| DMA | 2021-11-23 | 2021-11-15 | ASH | WILLIS J KEVIN | CFO | M - OptEx | $0.00 | -2,920 | 3,248 | -47% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-15 | F | D | 491 | $108.17 | 2,821.70 | D | — | — | (F4) Due to a calculation error, the amount should have been 491 instead of 506. (F5) Due to a calculation error, the amount in column 5 should have been 2821.701 instead of 2792.701. |
| 2 | Common | Common Stock | 2021-11-15 | M | A | 1,527 | $108.17 | 3,312.70 | D | — | — | |
| 3 | Common | Common Stock | 2021-11-15 | F | D | 448 | $108.17 | 1,785.70 | D | — | — | (F2) Due to a calculation error, the amount in Column 4 should have been 448 instead of 462. (F3) Due to a calculation error, the amount in column 5 should have been 1785.702 instead of 1771.701. |
| 4 | Common | Common Stock | 2021-11-15 | M | A | 1,393 | $108.17 | 2,233.70 | D | — | — | |
| 5 | Derivative | Restricted Stock Units | 2021-11-15 | M | D | 1,393 | $0.00 | 4,775 | D | — · — to — | 1,393 Common Stock | (F6) Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock. (F7) Grant of Restricted Stock Units on November 15, 2018, pursuant to Ashland's incentive plan as approved by shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with issuer. |
| 6 | Derivative | Restricted Stock Units | 2021-11-15 | M | D | 1,527 | $0.00 | 3,248 | D | — · — to — | 1,527 Common Stock | (F6) Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock. (F8) Grant of Restricted Stock Units on November 13, 2019, pursuant to Ashland's incentive plan as approved by shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with issuer. |