Form 4/A for ASH ASHLAND INC.
Accepted 2022-12-12 00:00:00 ET · period of report 2022-11-17 · accession 0000950157-22-001307 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMA | 2022-12-12 | 2022-11-17+ | ASH | CHONG MIN | SVP, Gen Mgr, Spc Additives | M - OptEx | $111.40 | +1,507 | 2,103 | +253% | +$167.9K |
| DMA | 2022-12-12 | 2022-11-17+ | ASH | CHONG MIN | SVP, Gen Mgr, Spc Additives | F - Tax | $111.40 | -658 | 1,721 | -28% | -$73.3K |
| DA | 2022-12-12 | 2022-11-17 | ASH | CHONG MIN | SVP, Gen Mgr, Spc Additives | A - Grant | $110.74 | +2,423 | 2,423 | New | +$268.3K |
| DMA | 2022-12-12 | 2022-11-17+ | ASH | CHONG MIN | SVP, Gen Mgr, Spc Additives | M - OptEx | $0.00 | -1,507 | 1,750 | -46% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-11-17 | M | A | 632 | $110.74 | 1,503.78 | D | — | — | |
| 2 | Common | Common Stock | 2022-11-18 | M | A | 875 | $111.88 | 2,102.78 | D | — | — | (F4) Due to a calculation error, the amount in Column 5 should have been 2,102.781 instead of 2,078.781. |
| 3 | Common | Common Stock | 2022-11-17 | F | D | 276 | $110.74 | 1,227.78 | D | — | — | (F2) Due to a calculation error, the amount in Column 4 should have been 276 instead of 300. (F3) Due to a calculation error, the amount in Column 5 should have been 1,227.781 instead of 1,203.781. |
| 4 | Common | Common Stock | 2022-11-18 | F | D | 382 | $111.88 | 1,720.78 | D | — | — | (F5) Due to a calculation error, the amount in Column 4 should have been 382 instead of 416. (F6) Due to a calculation error, the amount in Column 5 should have been 1,720.781 instead of 1,662.781. |
| 5 | Derivative | Restricted Stock Units | 2022-11-17 | A | A | 2,423 | $110.74 | 2,423 | D | — · — to — | 2,423 Common Stock | (F7) Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock. (F9) Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three annual equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer. |
| 6 | Derivative | Restricted Stock Units | 2022-11-17 | M | D | 632 | $0.00 | 631.19 | D | — · — to — | 632 Common Stock | (F7) Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock. (F8) Grant of Restricted Stock Units on November 17, 2020 pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The restricted stock units vest in three annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer. |
| 7 | Derivative | Restricted Stock Units | 2022-11-18 | M | D | 875 | $0.00 | 1,750.47 | D | — · — to — | 875 Common Stock | (F7) Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock. (F10) Grant of Restricted Stock Units on November 18, 2021 pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The restricted stock units vest in three annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer. |