Form 4 for ASH ASHLAND INC.
Accepted 2022-12-12 00:00:00 ET · period of report 2022-11-17 · accession 0000950157-22-001312 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-12-12 | 2022-11-17+ | ASH | WILLIS J KEVIN | SVP, Chief Finan. Off | F - Tax | $111.24 | -2,163 | 11.6K | -16% | -$240.6K |
| D | 2022-12-12 | 2022-11-18 | ASH | WILLIS J KEVIN | SVP, Chief Finan. Off | G - Gift | $0.00 | -1,815 | 10.5K | -15% | $0 |
| DM | 2022-12-12 | 2022-11-17+ | ASH | WILLIS J KEVIN | SVP, Chief Finan. Off | M - OptEx | $111.24 | +4,589 | 13.5K | +51% | +$510.5K |
| DM | 2022-12-12 | 2001-11-18+ | ASH | WILLIS J KEVIN | SVP, Chief Finan. Off | M - OptEx | $0.00 | -4,589 | 4,066 | -53% | $0 |
| D | 2022-12-12 | 2022-11-17 | ASH | WILLIS J KEVIN | SVP, Chief Finan. Off | A - Grant | $110.74 | +5,122 | 5,122 | New | +$567.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-11-17 | F | D | 1,205 | $110.74 | 12,323.70 | D | — | — | |
| 2 | Common | Common Stock | 2022-11-18 | G | D | 1,815 | $0.00 | 10,508.70 | D | — | — | |
| 3 | Common | Common Stock | 2022-11-18 | F | D | 958 | $111.88 | 11,582.70 | D | — | — | |
| 4 | Common | Common Stock | 2022-11-18 | M | A | 2,032 | $111.88 | 12,540.70 | D | — | — | |
| 5 | Common | Common Stock | 2022-11-17 | M | A | 2,557 | $110.74 | 13,528.70 | D | — | — | |
| 6 | Derivative | Restricted Stock Units | 2022-11-17 | M | D | 2,557 | $0.00 | 2,557.53 | D | — · — to — | 2,557 Common Stock | (F2) Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock. (F3) Grant of Restricted Stock Units on November 17, 2020 pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The restricted stock units vest in three annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer. |
| 7 | Derivative | Restricted Stock Units | 2022-11-17 | A | A | 5,122 | $110.74 | 5,122 | D | — · — to — | 5,122 Common Stock | (F2) Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock. (F4) Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three annual equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer. |
| 8 | Derivative | Restricted Stock Units | 2001-11-18 | M | D | 2,032 | $0.00 | 4,066.14 | D | — · — to — | 2,032 Common Stock | (F2) Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock. (F5) Grant of Restricted Stock Units on November 18, 2021 pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The restricted stock units vest in three annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer. |