Form 4 for VTRS Viatris
Accepted 2023-03-01 00:00:00 ET · period of report 2023-02-27 · accession 0000950170-23-005639 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-01 | 2023-02-28 | VTRS | Ni Xiangyang (Sean) | Pres, Greater China | S - Sale+OE | $11.22 | -5,250 | 37.1K | -12% | -$58.9K |
| DM | 2023-03-01 | 2023-02-27 | VTRS | Ni Xiangyang (Sean) | Pres, Greater China | M - OptEx | $0.00 | +13.1K | 41.4K | +46% | $0 |
| DM | 2023-03-01 | 2023-02-27 | VTRS | Ni Xiangyang (Sean) | Pres, Greater China | M - OptEx | $0.00 | -13.1K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-28 | S | D | 5,250 | $11.22 | 37,057 | D | — | — | (F2) Shares sold to satisfy the tax liability associated with the vesting and settlement of the RSUs granted on November 16, 2020 and the related dividend equivalent units (DEUs). (F3) Represents the weighted average price of the reporting person's disposition of 5,250 shares of common stock in transactions ranging from $11.17 to $11.515. The reporting person undertakes to provide to the issuer, anysecurity holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock sold at each separate price within the range set forth in thisfootnote. |
| 2 | Common | Common Stock | 2023-02-27 | M | A | 894 | $0.00 | 42,307 | D | — | — | (F1) Fractional shares have been rounded up in connection with the settlement described in footnote 5 pursuant to the terms of the restricted stock unit (RSU) award agreement under the Viatris Inc. 2020 Stock Incentive Plan. |
| 3 | Common | Common Stock | 2023-02-27 | M | A | 12,248 | $0.00 | 41,413 | D | — | — | |
| 4 | Derivative | Dividend Equivalent Units | 2023-02-27 | M | D | 893.55 | $0.00 | 0 | D | $0.00 · — to — | 893.55 Common Stock | (F5) Represents DEUs that accrued with respect to the RSUs previously granted on November 16, 2020 and vested on the same schedule as the underlying RSUs. On May 6, 2022, Viatris filed a registration statement on Form S-3 with respect to its Dividend Reinvestment and Share Purchase Plan; amount includes DEUs that subsequently accrued with respect to such RSUs in June 2022, September 2022 and December 2022 in transactions exempt from Section 16 under Rule 16a-11. |
| 5 | Derivative | Restricted Stock Units | 2023-02-27 | M | D | 12,248 | $0.00 | 0 | D | $0.00 · — to — | 12,248 Common Stock | (F4) Each RSU represents the right to receive one share of common stock of Viatris Inc. (Viatris). These RSUs vested in full on February 27, 2023. |