Form 4 for DFIN Donnelley Financial Solutions, Inc.
Accepted 2023-03-07 00:00:00 ET · period of report 2023-03-03 · accession 0000950170-23-006522 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-03-07 | 2023-03-03 | DFIN | Reiners Jennifer B | GC | F - Tax | $41.85 | -13.7K | 55.8K | -20% | -$571.8K |
| DM | 2023-03-07 | 2023-03-03 | DFIN | Reiners Jennifer B | GC | A - Grant | $41.85 | +23.8K | 65.8K | +57% | +$996.3K |
| D | 2023-03-07 | 2023-03-03 | DFIN | Reiners Jennifer B | GC | S - Sale+OE | $41.50 | -1,030 | 68.2K | -1% | -$42.7K |
| D | 2023-03-07 | 2023-03-03 | DFIN | Reiners Jennifer B | GC | M - OptEx | $22.35 | +1,030 | 69.3K | +2% | +$23.0K |
| D | 2023-03-07 | 2023-03-03 | DFIN | Reiners Jennifer B | GC | M - OptEx | $0.00 | -1,030 | 9,270 | -10% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-03 | F | D | 1,285 | $41.85 | 56,820 | D | — | — | |
| 2 | Common | Common Stock | 2023-03-03 | F | D | 11,374 | $41.85 | 54,403 | D | — | — | |
| 3 | Common | Common Stock | 2023-03-03 | A | A | 8,644 | — | 63,047 | D | — | — | (F4) Represents earned portions of Company granted PSUs issued in 2021 and 2022 pursuant to a Rule 16b-3 plan for which performance has been determined. 25% of each of the 2021 and 2022 PSUs are subject to performance goals for 2022. On March 3, 2023, the Compensation Committee determined the achievement of the performance goals for 2022, resulting in 3,828 and 4,816 earned stock units, for the 2021 and 2022 PSUs respectively, all of which remain subject to service-based vesting until cumulative performance of the PSU goals is determined after the close of the 2023 and 2024 performance year, as applicable |
| 4 | Common | Common Stock | 2023-03-03 | F | D | 1,004 | $41.85 | 55,816 | D | — | — | |
| 5 | Common | Common Stock | 2023-03-03 | A | A | 5,202 | — | 68,249 | D | — | — | (F5) Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs vest three equal annual installments beginning on March 3, 2024. |
| 6 | Common | Common Stock | 2023-03-03 | S | D | 1,030 | $41.50 | 68,249 | D | — | — | (F7) The reported price represents a weighted average sale price. All reported common stock was sold at $41.50 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price. (F8) Includes 38,169 shares held directly, 12,636 restricted stock unit, and 17,444 earned performance share units with additional service-based vesting. |
| 7 | Common | Common Stock | 2023-03-03 | M | A | 1,030 | $22.35 | 69,279 | D | — | — | |
| 8 | Common | Common Stock | 2023-03-03 | A | A | 9,961 | $41.85 | 65,777 | D | — | — | |
| 9 | Derivative | Employee Stock Option (right to buy) | 2023-03-03 | M | D | 1,030 | $0.00 | 9,270 | D | $22.35 · — to 2027-03-01 | 1,030 Common Stock | (F9) The option vests/ vested in four equal annual installments beginning on March 2, 2018. |