Form 4 for FNKO Funko, Inc.
Accepted 2023-04-19 00:00:00 ET · period of report 2023-04-17 · accession 0000950170-23-013498 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-04-19 | 2023-04-17 | FNKO | Mariotti Brian Richard | CEO, Dir | M - OptEx | $0.00 | +4,688 | 111.6K | +4% | $0 |
| D | 2023-04-19 | 2023-04-17 | FNKO | Mariotti Brian Richard | CEO, Dir | M - OptEx | $0.00 | -4,688 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | CLASS A COMMON STOCK | 2023-04-17 | M | A | 4,688 | $0.00 | 111,636 | D | — | — | (F1) Restricted stock units convert into Class A Common Stock on a one-for-one basis. (F2) The total number of Class A shares reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. |
| 2 | Derivative | Restricted Stock Units | 2023-04-17 | M | D | 4,688 | $0.00 | 0 | D | — · — to — | 4,688 Class A Common Stock | (F1) Restricted stock units convert into Class A Common Stock on a one-for-one basis. (F3) On April 17, 2019, the Reporting Person was granted 18,750 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of April 17, 2019, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. |