Form 4 for LEVI LEVI STRAUSS & CO
Accepted 2023-07-18 00:00:00 ET · period of report 2023-05-11 · accession 0000950170-23-033334 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2023-07-18 | 2022-01-23 | LEVI | Haas Miriam L | 10% | J - Other | $0.00 | +200 | 200 | New | $0 |
| D | 2023-07-18 | 2023-05-11 | LEVI | Haas Miriam L | 10% | J - Other | $0.00 | -3.00M | 39.06M | -7% | $0 |
| DI | 2023-07-18 | 2023-05-11 | LEVI | Haas Miriam L | 10% | J - Other | $0.00 | +3.00M | 4.70M | +177% | $0 |
| DMI | 2023-07-18 | 2022-12-15 | LEVI | Haas Miriam L | 10% | G - Gift | $0.00 | 0 | 0 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-01-23 | J | A | 200 | $0.00 | 200 | I By reporting person as trustee of estate holding such shares | — | — | (F1) This late filing is due to an inadvertent administrative oversight. |
| 2 | Derivative | Class B Common Stock | 2023-05-11 | J | D | 3,000,000 | $0.00 | 39,062,006 | D By grantor retained annuity trust | — · — to — | — Class A Common Stock | (F4) Shares reflect an aggregate of 977,098 shares of Class B Common Stock that were transferred from November 28, 2022 through December 14, 2022 from a grantor retained annuity trust for the benefit of the reporting person in exempt transactions and continue to be reported on this Form 4 as being directly owned. (F5) Shares reflect contributions to a grantor retained annuity trust for the benefit of the reporting person and the remainder beneficiaries. (F2) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 3 | Derivative | Class B Common Stock | 2023-05-11 | J | A | 3,000,000 | $0.00 | 4,697,256 | I | — · — to — | — Class A Common Stock | (F2) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 4 | Derivative | Class B Common Stock | 2022-12-15 | G | A | 1,697,256 | $0.00 | 1,697,256 | I See footnote | — · — to — | — Class A Common Stock | (F3) Shares reflect distributions from a grantor retained annuity trust to trusts of which the reporting person is trustee and, in that capacity, possesses sole voting and dispositive power over these shares. However, the reporting person is not a beneficiary of the trust and disclaims pecuniary interest in these shares. (F2) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 5 | Derivative | Class B Common Stock | 2022-12-15 | G | D | 1,697,256 | $0.00 | 0 | I See footnote | — · — to — | — Class A Common Stock | (F3) Shares reflect distributions from a grantor retained annuity trust to trusts of which the reporting person is trustee and, in that capacity, possesses sole voting and dispositive power over these shares. However, the reporting person is not a beneficiary of the trust and disclaims pecuniary interest in these shares. (F2) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |