Form 4 for BE Bloom Energy Corp
Accepted 2023-07-18 00:00:00 ET · period of report 2023-07-15 · accession 0000950170-23-033443 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-07-18 | 2023-07-17 | BE | Brooks Guillermo | EVP, Sales - Americas | S - Sale+OE | $18.28 | -3,978 | 136.7K | -3% | -$72.7K |
| DM | 2023-07-18 | 2023-07-15 | BE | Brooks Guillermo | EVP, Sales - Americas | M - OptEx | $0.00 | +10.5K | 136.4K | +8% | $0 |
| DM | 2023-07-18 | 2023-07-15 | BE | Brooks Guillermo | EVP, Sales - Americas | M - OptEx | $0.00 | -10.5K | 50.0K | -17% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-07-17 | S | D | 3,978 | $18.28 | 136,708 | D | — | — | (F3) The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $18.28 to $18.421. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. |
| 2 | Common | Class A Common Stock | 2023-07-15 | M | A | 4,236 | $0.00 | 140,686 | D | — | — | |
| 3 | Common | Class A Common Stock | 2023-07-15 | M | A | 6,250 | $0.00 | 136,450 | D | — | — | (F1) Number of securities reported reflects the correction of a typographical error in the Reporting Person's Form 4 filed on June 16, 2023, which overreported the number of performance stock units vested and the total number of securities beneficially owned by 333 shares. |
| 4 | Derivative | Restricted Stock Units | 2023-07-15 | M | D | 4,236 | $0.00 | 25,413 | D | — · — to — | 4,236 Class A Common Stock | (F4) Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement. (F6) The RSUs vest as to one-third of the shares on the one-year anniversary of the vesting commencement date, which is January 15, 2022, and 1/12th quarterly thereafter, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date. |
| 5 | Derivative | Restricted Stock Units | 2023-07-15 | M | D | 6,250 | $0.00 | 50,000 | D | — · — to — | 6,250 Class A Common Stock | (F4) Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement. (F5) The RSUs vest as to 25% of the shares on the one-year anniversary of the vesting commencement date, which is July 15, 2021, and 1/16th quarterly thereafter, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date. |