Form 4 for FNKO Funko, Inc.
Accepted 2023-08-01 00:00:00 ET · period of report 2023-07-30 · accession 0000950170-23-036683 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-08-01 | 2023-07-30 | FNKO | Mariotti Brian Richard | Dir | M - OptEx | $0.00 | +666.7K | 807.6K | +473% | $0 |
| D | 2023-08-01 | 2023-07-30 | FNKO | Mariotti Brian Richard | Dir | M - OptEx | $0.00 | -666.7K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | CLASS A COMMON STOCK | 2023-07-30 | M | A | 666,670 | $0.00 | 807,595 | D | — | — | (F1) Restricted stock units convert into Class A Common Stock on a one-for-one basis. (F2) The total number of Class A shares reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. |
| 2 | Derivative | Restricted Stock Units | 2023-07-30 | M | D | 666,670 | $0.00 | 0 | D | — · — to — | 666,670 CLASS A COMMON STOCK | (F1) Restricted stock units convert into Class A Common Stock on a one-for-one basis. (F3) On July 30, 2018, the Reporting Person was granted 666,670 restricted stock units, vesting 100% on the fifth anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. |