Form 4 for QTTB Q32 Bio Inc.
Accepted 2023-08-07 00:00:00 ET · period of report 2023-08-03 · accession 0000950170-23-039299 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMT | 2023-08-07 | 2023-08-03 | QTTB | Jordan Julie | Chief Medical Off | M - OptEx | $0.00 | +6,579 | 4,269 | New | $0 |
| DMT | 2023-08-07 | 2023-08-03 | QTTB | Jordan Julie | Chief Medical Off | S - Sale+OE | $1.39 | -1,853 | 4,160 | -31% | -$2,576 |
| DMT | 2023-08-07 | 2023-08-03 | QTTB | Jordan Julie | Chief Medical Off | M - OptEx | — | -6,579 | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-08-03 | M | A | 4,644 | $0.00 | 8,804 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units have no expiration date. |
| 2 | Common | Common Stock | 2023-08-03 | S | D | 436 | $1.39 | 3,882 | D | — | — | (F2) The sales reported in the Form 4 were effected pursuant to a Rule 10b5-1 instruction entered into on May 27, 2022 solely with the intent to cover taxes in connection with the vesting of certain previously reported restricted stock units. |
| 3 | Common | Common Stock | 2023-08-03 | M | A | 1,548 | $0.00 | 4,318 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units have no expiration date. |
| 4 | Common | Common Stock | 2023-08-03 | S | D | 1,308 | $1.39 | 7,496 | D | — | — | (F3) The sales reported in the Form 4 were effected pursuant to a mandatory sell to cover arrangement solely with the intent to cover taxes in connection with the vesting of certain previously reported restricted stock units. |
| 5 | Common | Common Stock | 2023-08-03 | M | A | 387 | $0.00 | 4,269 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units have no expiration date. |
| 6 | Common | Common Stock | 2023-08-03 | S | D | 109 | $1.39 | 4,160 | D | — | — | (F2) The sales reported in the Form 4 were effected pursuant to a Rule 10b5-1 instruction entered into on May 27, 2022 solely with the intent to cover taxes in connection with the vesting of certain previously reported restricted stock units. |
| 7 | Derivative | Restricted Stock Units | 2023-08-03 | M | D | 387 | — | 0 | D | — · — to — | 387 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units have no expiration date. (F4) Vesting for a portion of the restricted stock units was accelerated and such portion vested and settled on August 3, 2023. The restricted stock units would otherwise have vested and settled as to one half of the restricted stock units on each of January 1, 2024 and January 1, 2025. The remaining restricted stock units have been automatically cancelled and forfeited. |
| 8 | Derivative | Restricted Stock Units | 2023-08-03 | M | D | 1,548 | — | 0 | D | — · — to — | 1,548 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units have no expiration date. (F4) Vesting for a portion of the restricted stock units was accelerated and such portion vested and settled on August 3, 2023. The restricted stock units would otherwise have vested and settled as to one half of the restricted stock units on each of January 1, 2024 and January 1, 2025. The remaining restricted stock units have been automatically cancelled and forfeited. |
| 9 | Derivative | Restricted Stock Units | 2023-08-03 | M | D | 4,644 | — | 0 | D | — · — to — | 4,644 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units have no expiration date. (F5) Vesting for a portion of the restricted stock units was accelerated and such portion vested and settled on August 3, 2023. The restricted stock units would otherwise have vested and settled as to one third of the restricted stock units on each of the first three anniversaries of January 1, 2023 so that such restricted stock units would have become fully vested on January 1, 2026. The remaining restricted stock units have been automatically cancelled and forfeited. |