Form 4 for WMS ADVANCED DRAINAGE SYSTEMS, INC.
Accepted 2023-08-09 00:00:00 ET · period of report 2023-08-07 · accession 0000950170-23-040662 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-08-09 | 2023-08-07 | WMS | HARVEY DARIN S. | EVP, Supply Chain, Logistics | M - OptEx | $41.97 | +2,323 | 7,494 | +45% | +$97.5K |
| DM | 2023-08-09 | 2023-08-07 | WMS | HARVEY DARIN S. | EVP, Supply Chain, Logistics | S - Sale+OE | $134.51 | -3,323 | 4,171 | -44% | -$447.0K |
| D | 2023-08-09 | 2023-08-07 | WMS | HARVEY DARIN S. | EVP, Supply Chain, Logistics | M - OptEx | $0.00 | -2,323 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-08-07 | M | A | 2,323 | $41.97 | 7,494 | D | — | — | |
| 2 | Common | Common Stock | 2023-08-07 | S | D | 2,323 | $134.52 | 5,171 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $134.50 to $134.555, inclusive. The reporting person undertakes to provide to Advanced Drainage Systems, Inc., any security holder of Advanced Drainage Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (2) to this Form 4. |
| 3 | Common | Common Stock | 2023-08-07 | S | D | 1,000 | $134.50 | 4,171 | D | — | — | |
| 4 | Derivative | Option to Purchase Common Stock | 2023-08-07 | M | D | 2,323 | $0.00 | 0 | D | $41.97 · — to 2030-05-19 | 2,323 Common Stock | (F4) The options vest in three equal installments beginning on May 19, 2021, provided that the Reporting Person remains continuosly employed by the Issuer through each applicable vesting date. |