Form 4/A for CURI CuriosityStream Inc.
Accepted 2023-08-09 00:00:00 ET · period of report 2023-07-28 · accession 0000950170-23-040879 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DA | 2023-08-09 | 2023-07-28 | CURI | Cudahy Theresa Ellen | COO, Gen Counsel, Sec | M - OptEx | — | +104 | 39.5K | +0.3% | — |
| DA | 2023-08-09 | 2023-07-28 | CURI | Cudahy Theresa Ellen | COO, Gen Counsel, Sec | A - Grant | — | +56.6K | 56.6K | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-07-28 | M | A | 104 | — | 39,475 | D | — | — | (F1) Represents the vesting of restricted stock units ("RSUs") into 104 shares of the Company's common stock immediately upon the Company's cancellation of certain "underwater" stock options granted to employees and executive officers and replacement thereof with RSUs on July 28, 2023, the vesting of which was inadvertently omitted from the Form 4 filed by Ms. Cudahy on August 1, 2023. Each RSU represents a contingent right to receive one share of common stock. The remaining unvested RSUs granted will vest as follows: 7,902 shares on August 2, 2023; 1,406 shares in equal increments every third month beginning September 25, 2023 through March 25, 2025; 2,711 shares in equal increments every month beginning August 20, 2023 through September 20, 2025; and 44,556 shares on January 1, 2025. |
| 2 | Derivative | Restricted Stock Units | 2023-07-28 | A | A | 56,575 | — | 56,575 | D | — · — to — | 4,758 Common Stock | (F1) Represents the vesting of restricted stock units ("RSUs") into 104 shares of the Company's common stock immediately upon the Company's cancellation of certain "underwater" stock options granted to employees and executive officers and replacement thereof with RSUs on July 28, 2023, the vesting of which was inadvertently omitted from the Form 4 filed by Ms. Cudahy on August 1, 2023. Each RSU represents a contingent right to receive one share of common stock. The remaining unvested RSUs granted will vest as follows: 7,902 shares on August 2, 2023; 1,406 shares in equal increments every third month beginning September 25, 2023 through March 25, 2025; 2,711 shares in equal increments every month beginning August 20, 2023 through September 20, 2025; and 44,556 shares on January 1, 2025. |