Form 4 for TMDX TransMedics Group, Inc.
Accepted 2023-09-05 00:00:00 ET · period of report 2023-08-31 · accession 0000950170-23-046432 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-09-05 | 2023-08-31 | TMDX | Provost Miriam | VP, Gbl Regulatory Affairs | S - Sale+OE | $66.52 | -2,708 | 23.6K | -10% | -$180.1K |
| DM | 2023-09-05 | 2023-08-31 | TMDX | Provost Miriam | VP, Gbl Regulatory Affairs | M - OptEx | $26.98 | +5,480 | 22.6K | +32% | +$147.9K |
| DM | 2023-09-05 | 2023-08-31 | TMDX | Provost Miriam | VP, Gbl Regulatory Affairs | M - OptEx | $0.00 | -5,480 | 11.4K | -32% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-08-31 | S | D | 2,708 | $66.52 | 23,611 | D | — | — | (F2) The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $66.40 to $66.64, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. (F3) Includes 5,685 restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. |
| 2 | Common | Common Stock | 2023-08-31 | M | A | 3,695 | $38.46 | 26,319 | D | — | — | |
| 3 | Common | Common Stock | 2023-08-31 | M | A | 1,785 | $3.22 | 22,624 | D | — | — | |
| 4 | Derivative | Stock Option (Right to Buy) | 2023-08-31 | M | D | 1,785 | $0.00 | 16,496 | D | $3.22 · — to 2028-04-05 | 1,785 Common Stock | (F4) The option is fully vested. |
| 5 | Derivative | Stock Option (Right to Buy) | 2023-08-31 | M | D | 3,695 | $0.00 | 11,410 | D | $38.46 · — to 2031-02-24 | 3,695 Common Stock | (F5) The option vests at a rate of 2.0833% of the total number of shares each month until the option is fully vested on the fourth anniversary of the vesting commencement date, February 24, 2021. |