Form 4 for ALDX Aldeyra Therapeutics, Inc.
Accepted 2023-09-11 00:00:00 ET · period of report 2023-09-07 · accession 0000950170-23-047530 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-09-11 | 2023-09-07 | ALDX | Brady Todd C | Pres, CEO, Dir | M - OptEx | $0.55 | +273.1K | 1.68M | +19% | +$150.2K |
| D | 2023-09-11 | 2023-09-07 | ALDX | Brady Todd C | Pres, CEO, Dir | F - Tax | $7.22 | -73.8K | 1.65M | -4% | -$532.9K |
| DM | 2023-09-11 | 2023-09-07 | ALDX | Brady Todd C | Pres, CEO, Dir | M - OptEx | $0.00 | -273.1K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-09-07 | M | A | 192,084 | $0.55 | 1,647,369 | D | — | — | |
| 2 | Common | Common Stock | 2023-09-07 | F | D | 73,807 | $7.22 | 1,654,536 | D | — | — | (F1) Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the exercise of the stock options. |
| 3 | Common | Common Stock | 2023-09-07 | M | A | 48,021 | $0.55 | 1,728,343 | D | — | — | |
| 4 | Common | Common Stock | 2023-09-07 | M | A | 32,953 | $0.55 | 1,680,322 | D | — | — | |
| 5 | Derivative | Stock Option (right to buy) | 2023-09-07 | M | D | 48,021 | $0.00 | 0 | D | $0.55 · — to 2023-09-07 | 48,021 Common Stock | (F2) The stock option is fully vested. |
| 6 | Derivative | Stock Option (right to buy) | 2023-09-07 | M | D | 192,084 | $0.00 | 0 | D | $0.55 · — to 2023-09-07 | 192,084 Common Stock | (F2) The stock option is fully vested. |
| 7 | Derivative | Stock Option (right to buy) | 2023-09-07 | M | D | 32,953 | $0.00 | 0 | D | $0.55 · — to 2023-09-07 | 32,953 Common Stock | (F2) The stock option is fully vested. |