Form 4 for BE Bloom Energy Corp
Accepted 2023-10-17 00:00:00 ET · period of report 2023-07-27 · accession 0000950170-23-053842 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-10-17 | 2023-10-15 | BE | SODERBERG SHAWN MARIE | EVP, GC, Sec | M - OptEx | $0.00 | +4,118 | 82.6K | +5% | $0 |
| D | 2023-10-17 | 2023-10-16 | BE | SODERBERG SHAWN MARIE | EVP, GC, Sec | S - Sale+OE | $11.73 | -1,996 | 80.7K | -2% | -$23.4K |
| DM | 2023-10-17 | 2023-07-23+ | BE | SODERBERG SHAWN MARIE | EVP, GC, Sec | J - Other | $0.00 | 0 | 106.7K | New | $0 |
| D | 2023-10-17 | 2023-10-15 | BE | SODERBERG SHAWN MARIE | EVP, GC, Sec | M - OptEx | $0.00 | -4,118 | 20.6K | -17% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-10-15 | M | A | 4,118 | $0.00 | 82,647 | D | — | — | |
| 2 | Common | Class A Common Stock | 2023-10-16 | S | D | 1,996 | $11.73 | 80,651 | D | — | — | (F2) The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $11.65 to $11.78. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. |
| 3 | Derivative | Stock Option (Right to Buy Class B Common Stock) | 2023-07-27 | J | D | 20,000 | $0.00 | 0 | D | $15.00 · — to 2028-07-23 | 20,000 Class B Common Stock | (F5) These options are fully vested. |
| 4 | Derivative | Stock Option (Right to Buy Class B Common Stock) | 2023-07-23 | J | D | 20,000 | $0.00 | 0 | D | $30.96 · — to 2026-10-02 | 20,000 Class B Common Stock | (F5) These options are fully vested. |
| 5 | Derivative | Stock Option (Right to Buy) | 2023-07-26 | J | A | 20,000 | $0.00 | 20,000 | D | $30.96 · — to 2026-10-02 | 20,000 Class A Common Stock | (F5) These options are fully vested. |
| 6 | Derivative | Stock Option (Right to Buy Class B Common Stock) | 2023-07-27 | J | D | 106,666 | $0.00 | 0 | D | $30.89 · — to 2026-01-13 | 106,666 Class B Common Stock | (F5) These options are fully vested. |
| 7 | Derivative | Restricted Stock Units | 2023-10-15 | M | D | 4,118 | $0.00 | 20,589 | D | — · — to — | 4,118 Class A Common Stock | (F6) Each RSU represents a contingent right to receive one share of the Class A Common Stock of the Issuer upon settlement. (F7) The RSUs vest as to one-third of the shares on the one-year anniversary of the vesting commencement date, which is January 15, 2022, and 1/12th quarterly thereafter, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date. |
| 8 | Derivative | Stock Option (Right to Buy) | 2023-07-27 | J | A | 20,000 | $0.00 | 20,000 | D | $15.00 · — to 2028-07-23 | 20,000 Class A Common Stock | (F5) These options are fully vested. |
| 9 | Derivative | Stock Option (Right to Buy) | 2023-07-27 | J | A | 106,666 | $0.00 | 106,666 | D | $30.89 · — to 2026-01-13 | 106,666 Class A Common Stock | (F5) These options are fully vested. |