Form 4 for AURA Aura Biosciences, Inc.
Accepted 2023-11-03 00:00:00 ET · period of report 2023-11-01 · accession 0000950170-23-058900 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-11-03 | 2023-11-01 | AURA | Hopkins Janet Jill | Chief Medical Off | A - Grant | $0.00 | +135.0K | 135.0K | New | $0 |
| D | 2023-11-03 | 2023-11-01 | AURA | Hopkins Janet Jill | Chief Medical Off | A - Grant | $0.00 | +200.0K | 200.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-01 | A | A | 135,000 | $0.00 | 135,000 | D | — | — | (F1) These shares were acquired pursuant to a restricted stock unit ("RSU") award under the Company's 2021 Stock Option and Incentive Plan. Each RSU represents the right to receive one share of the Company's common stock. These RSUs vest in four substantially equal annual installments beginning on November 15, 2024, subject to the Reporting Person's continued service as of each such vesting date. |
| 2 | Derivative | Stock Option (Right to Buy) | 2023-11-01 | A | A | 200,000 | $0.00 | 200,000 | D | $8.97 · — to 2033-10-31 | 200,000 Common Stock | (F2) The shares underlying this option vest as follows: 25% of the shares vest on October 16, 2024 with the remainder vesting thereafter in 36 monthly installments, subject to the Reporting Person's continued service as of each such vesting date. |