Form 4 for AURA Aura Biosciences, Inc.
Accepted 2023-11-09 00:00:00 ET · period of report 2023-11-07 · accession 0000950170-23-062214 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2023-11-09 | 2023-11-07+ | AURA | Johnson David Michael | Dir | P - Purchase | $7.19 | +114.0K | 75.0K | New | +$820.0K |
| M | 2023-11-09 | 2023-11-07+ | AURA | Johnson David Michael | Dir | P - Purchase | $7.18 | +85.6K | 126.1K | +212% | +$615.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-08 | P | A | 10,000 | $7.30 | 75,000 | I | — | — | (F4) The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions in prices ranging from $7.22 to $7.42, inclusive. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request. |
| 2 | Common | Common Stock | 2023-11-08 | P | A | 9,601 | $7.30 | 135,667 | D By NEJ12 IRREVOCABLE TRUST | — | — | (F4) The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions in prices ranging from $7.22 to $7.42, inclusive. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request. (F3) The shares are held by the NEJ12 IRREVOCABLE TRUST dated December 24, 2020, of which the Reporting Person is a trustee. |
| 3 | Common | Common Stock | 2023-11-07 | P | A | 47,000 | $7.17 | 65,000 | I By NEJ09 IRREVOCABLE TRUST | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions in prices ranging from $6.50 to $7.42, inclusive. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request. (F2) The shares are held by the NEJ09 IRREVOCABLE TRUST dated December 24, 2020, of which the Reporting Person is a trustee. |
| 4 | Common | Common Stock | 2023-11-07 | P | A | 47,000 | $7.17 | 65,000 | I By NEJ09 IRREVOCABLE TRUST | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions in prices ranging from $6.50 to $7.42, inclusive. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request. (F3) The shares are held by the NEJ12 IRREVOCABLE TRUST dated December 24, 2020, of which the Reporting Person is a trustee. |
| 5 | Common | Common Stock | 2023-11-08 | P | A | 10,000 | $7.30 | 75,000 | I | — | — | (F4) The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions in prices ranging from $7.22 to $7.42, inclusive. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request. |
| 6 | Common | Common Stock | 2023-11-07 | P | A | 76,000 | $7.17 | 126,066 | D By NEJ09 IRREVOCABLE TRUST | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions in prices ranging from $6.50 to $7.42, inclusive. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request. (F2) The shares are held by the NEJ09 IRREVOCABLE TRUST dated December 24, 2020, of which the Reporting Person is a trustee. |