Form 4 for DFIN Donnelley Financial Solutions, Inc.
Accepted 2023-11-16 00:00:00 ET · period of report 2023-11-14 · accession 0000950170-23-064598 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-11-16 | 2023-11-14+ | DFIN | Johnson Eric J | Pres, GIC | S - Sale+OE | $56.34 | -15.3K | 138.8K | -10% | -$863.3K |
| DM | 2023-11-16 | 2023-11-14+ | DFIN | Johnson Eric J | Pres, GIC | M - OptEx | $17.34 | +15.3K | 146.5K | +12% | +$265.8K |
| DM | 2023-11-16 | 2023-11-14+ | DFIN | Johnson Eric J | Pres, GIC | M - OptEx | $0.00 | -15.3K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-15 | S | D | 7,662 | $56.00 | 138,813 | D | — | — | (F2) The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $55.73 to $56.16 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price. (F3) Includes 90,889 shares held directly, 21,676 restricted stock unit, and 26,248 earned performance share units with additional service-based vesting. |
| 2 | Common | Common Stock | 2023-11-15 | M | A | 1,212 | $17.65 | 140,025 | D | — | — | |
| 3 | Common | Common Stock | 2023-11-14 | S | D | 7,663 | $56.67 | 138,813 | D | — | — | (F1) The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $56.54 to $56.87 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price. |
| 4 | Common | Common Stock | 2023-11-14 | M | A | 3,863 | $17.65 | 146,476 | D | — | — | |
| 5 | Common | Common Stock | 2023-11-14 | M | A | 3,800 | $22.35 | 142,613 | D | — | — | |
| 6 | Common | Common Stock | 2023-11-15 | M | A | 6,450 | $14.15 | 146,475 | D | — | — | |
| 7 | Derivative | Employee Stock Option (right to buy) | 2023-11-14 | M | D | 3,863 | $0.00 | 1,212 | D | $17.65 · — to 2028-03-01 | 3,836 Common Stock | (F5) The option vests/ vested in four equal annual installments beginning on March 2, 2019. |
| 8 | Derivative | Employee Stock Option (right to buy) | 2023-11-15 | M | D | 1,212 | $0.00 | 0 | D | $17.65 · — to 2028-03-01 | 1,212 Common Stock | (F5) The option vests/ vested in four equal annual installments beginning on March 2, 2019. |
| 9 | Derivative | Employee Stock Option (right to buy) | 2023-11-14 | M | D | 3,800 | $0.00 | 0 | D | $22.35 · — to 2027-03-01 | 3,800 Common Stock | (F4) The option vests/ vested in four equal annual installments beginning on March 2, 2018. |
| 10 | Derivative | Employee Stock Option (right to buy) | 2023-11-15 | M | D | 6,450 | $0.00 | 0 | D | $14.15 · — to 2029-03-04 | 6,450 Common Stock | (F6) The option vests/ vested in four equal annual installments beginning on March 5, 2020. |