Form 4 for ASH ASHLAND INC.
Accepted 2023-11-22 00:00:00 ET · period of report 2023-11-17 · accession 0000950170-23-065722 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-11-22 | 2023-11-17+ | ASH | KALYANA SWAMINATHAN ASHOK | See Remarks | F - Tax | $77.30 | -1,068 | 1,700 | -39% | -$82.6K |
| DM | 2023-11-22 | 2023-11-17+ | ASH | KALYANA SWAMINATHAN ASHOK | See Remarks | M - OptEx | $77.45 | +2,256 | 1,902 | New | +$174.7K |
| D | 2023-11-22 | 2023-11-17 | ASH | KALYANA SWAMINATHAN ASHOK | See Remarks | A - Grant | $76.90 | +858 | 3,082 | +39% | +$66.0K |
| DM | 2023-11-22 | 2023-11-17+ | ASH | KALYANA SWAMINATHAN ASHOK | See Remarks | M - OptEx | $0.00 | -2,256 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-18 | F | D | 298 | $78.32 | 3,359 | D | — | — | |
| 2 | Common | Common Stock | 2023-11-18 | M | A | 869 | $78.32 | 3,657 | D | — | — | |
| 3 | Common | Common Stock | 2023-11-17 | F | D | 294 | $76.90 | 2,788 | D | — | — | |
| 4 | Common | Common Stock | 2023-11-17 | A | A | 858 | $76.90 | 3,082 | D | — | — | |
| 5 | Common | Common Stock | 2023-11-17 | F | D | 274 | $76.90 | 2,224 | D | — | — | |
| 6 | Common | Common Stock | 2023-11-17 | M | A | 798 | $76.90 | 2,498 | D | — | — | |
| 7 | Common | Common Stock | 2023-11-17 | F | D | 202 | $76.90 | 1,700 | D | — | — | |
| 8 | Common | Common Stock | 2023-11-17 | M | A | 589 | $76.90 | 1,902 | D | — | — | |
| 9 | Derivative | Restricted Stock Units | 2023-11-17 | M | D | 798 | $0.00 | 1,596 | D | — · — to — | 798 Common Stock | (F3) Each Restricted Stock Unit represents a right to receive one (1) Restricted Stock Unit of Ashland Common Stock. (F4) Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. |
| 10 | Derivative | Restricted Stock Units | 2023-11-18 | M | D | 869 | $0.00 | 868 | D | — · — to — | 869 Common Stock | (F3) Each Restricted Stock Unit represents a right to receive one (1) Restricted Stock Unit of Ashland Common Stock. (F4) Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. |
| 11 | Derivative | Restricted Stock Units | 2023-11-17 | M | D | 589 | $0.00 | 0 | D | — · — to — | 589 Common Stock | (F3) Each Restricted Stock Unit represents a right to receive one (1) Restricted Stock Unit of Ashland Common Stock. (F4) Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. |