Form 4/A for ASH ASHLAND INC.
Accepted 2023-11-22 00:00:00 ET · period of report 2023-11-17 · accession 0000950170-23-065917 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMA | 2023-11-22 | 2023-11-17+ | ASH | ASHLAND INC. | Sr. VP | M - OptEx | $77.35 | +3,480 | 17.2K | +25% | +$269.2K |
| DMA | 2023-11-22 | 2023-11-17+ | ASH | ASHLAND INC. | Sr. VP | F - Tax | $77.19 | -1,961 | 16.7K | -10% | -$151.4K |
| DA | 2023-11-22 | 2023-11-17 | ASH | ASHLAND INC. | Sr. VP | A - Grant | $76.90 | +2,127 | 19.5K | +12% | +$163.6K |
| DMA | 2023-11-22 | 2023-11-17+ | ASH | ASHLAND INC. | Sr. VP | M - OptEx | $0.00 | -3,480 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-17 | M | A | 931 | $76.90 | 17,666 | D | — | — | |
| 2 | Common | Common Stock | 2023-11-17 | F | D | 337 | $76.90 | 17,329 | D | — | — | |
| 3 | Common | Common Stock | 2023-11-17 | A | A | 2,127 | $76.90 | 19,456 | D | — | — | |
| 4 | Common | Common Stock | 2023-11-17 | F | D | 729 | $76.90 | 18,727 | D | — | — | |
| 5 | Common | Common Stock | 2023-11-18 | M | A | 1,112 | $78.32 | 19,839 | D | — | — | |
| 6 | Common | Common Stock | 2023-11-18 | F | D | 402 | $78.32 | 19,437 | D | — | — | |
| 7 | Common | Common Stock | 2023-11-17 | M | A | 1,437 | $76.90 | 17,228 | D | — | — | (F1) This amended Form 4 is filed to WITHDRAW the original Form 4, which was filed erroneously under this Reporting Person's CIK code. |
| 8 | Common | Common Stock | 2023-11-17 | F | D | 493 | $76.90 | 16,735 | D | — | — | |
| 9 | Derivative | Restricted Stock Units | 2023-11-18 | M | D | 1,112 | $0.00 | 1,113 | D | — · — to — | 1,112 Common Stock | (F4) Each Restricted Stock Unit represents a right to receive one (1) Restricted Stock Unit of Ashland Common Stock. (F5) Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. |
| 10 | Derivative | Restricted Stock Units | 2023-11-17 | M | D | 931 | $0.00 | 1,863 | D | — · — to — | 931 Common Stock | (F4) Each Restricted Stock Unit represents a right to receive one (1) Restricted Stock Unit of Ashland Common Stock. (F5) Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. |
| 11 | Derivative | Restricted Stock Units | 2023-11-17 | M | D | 1,437 | $0.00 | 0 | D | — · — to — | 1,437 Common Stock | (F4) Each Restricted Stock Unit represents a right to receive one (1) Restricted Stock Unit of Ashland Common Stock. (F5) Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. |