Form 4 for VTRS Viatris
Accepted 2023-11-24 00:00:00 ET · period of report 2023-11-23 · accession 0000950170-23-066008 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-11-24 | 2023-11-24 | VTRS | Ni Xiangyang (Sean) | Pres, Greater China | S - Sale+OE | $9.37 | -14.9K | 64.7K | -19% | -$140.0K |
| DM | 2023-11-24 | 2023-11-23 | VTRS | Ni Xiangyang (Sean) | Pres, Greater China | M - OptEx | $0.00 | +33.2K | 79.6K | +71% | $0 |
| DM | 2023-11-24 | 2023-11-23 | VTRS | Ni Xiangyang (Sean) | Pres, Greater China | M - OptEx | $0.00 | -33.2K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-24 | S | D | 14,937 | $9.37 | 64,658 | D | — | — | (F2) Shares sold to satisfy the tax liability associated with the vesting and settlement of the RSUs granted on November 23, 2020 and the related dividend equivalent units (DEUs). (F3) Represents the weighted average price of the reporting person's disposition of 14,937 shares of common stock in transactions ranging from $9.3387 to $9.3900. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock sold at each separate price within the range set forth in this footnote. |
| 2 | Common | Common Stock | 2023-11-23 | M | A | 29,816 | $0.00 | 76,232 | D | — | — | |
| 3 | Common | Common Stock | 2023-11-23 | M | A | 3,363 | $0.00 | 79,595 | D | — | — | (F1) Fractional shares have been rounded up in connection with the settlement described in footnote 5 pursuant to the terms of the restricted stock unit (RSU) award agreement under the Viatris Inc. 2020 Stock Incentive Plan. |
| 4 | Derivative | Restricted Stock Units | 2023-11-23 | M | D | 29,816 | $0.00 | 0 | D | $0.00 · — to — | 29,816 Common Stock | (F4) Each RSU represents the right to receive one share of common stock of Viatris Inc. These RSUs vested in full on November 23, 2023. |
| 5 | Derivative | Dividend Equivalent Units | 2023-11-23 | M | D | 3,362.98 | $0.00 | 0 | D | $0.00 · — to — | 3,362.98 Common Stock | (F5) Represents DEUs that accrued with respect to the 29,816 RSUs previously granted on November 23, 2020 and vested on the same schedule as the underlying RSUs. |