Form 4 for ASH ASHLAND INC.
Accepted 2023-11-27 00:00:00 ET · period of report 2023-11-17 · accession 0000950170-23-066052 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-11-27 | 2023-11-17+ | ASH | BOSTAPH KARL R. | SVP, Ops | F - Tax | $77.28 | -358 | 5,037 | -7% | -$27.7K |
| DM | 2023-11-27 | 2023-11-17+ | ASH | BOSTAPH KARL R. | SVP, Ops | M - OptEx | $77.29 | +903 | 5,144 | +21% | +$69.8K |
| D | 2023-11-27 | 2023-11-17 | ASH | BOSTAPH KARL R. | SVP, Ops | A - Grant | $76.90 | +412 | 5,278 | +8% | +$31.7K |
| DM | 2023-11-27 | 2023-11-17+ | ASH | BOSTAPH KARL R. | SVP, Ops | M - OptEx | $0.00 | -903 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-17 | F | D | 10 | $76.90 | 5,268 | D | — | — | (F1) Due to a delay in the receipt of information from the third party administrator, these transactions are being reported late. |
| 2 | Common | Common Stock | 2023-11-18 | F | D | 95 | $78.32 | 5,421 | D | — | — | (F1) Due to a delay in the receipt of information from the third party administrator, these transactions are being reported late. |
| 3 | Common | Common Stock | 2023-11-18 | M | A | 247 | $78.32 | 5,516 | D | — | — | (F1) Due to a delay in the receipt of information from the third party administrator, these transactions are being reported late. |
| 4 | Common | Common Stock | 2023-11-17 | A | A | 412 | $76.90 | 5,278 | D | — | — | (F1) Due to a delay in the receipt of information from the third party administrator, these transactions are being reported late. |
| 5 | Common | Common Stock | 2023-11-17 | F | D | 146 | $76.90 | 5,269 | D | — | — | (F1) Due to a delay in the receipt of information from the third party administrator, these transactions are being reported late. |
| 6 | Common | Common Stock | 2023-11-17 | M | A | 378 | $76.90 | 5,415 | D | — | — | (F1) Due to a delay in the receipt of information from the third party administrator, these transactions are being reported late. |
| 7 | Common | Common Stock | 2023-11-17 | F | D | 107 | $76.90 | 5,037 | D | — | — | (F1) Due to a delay in the receipt of information from the third party administrator, these transactions are being reported late. |
| 8 | Common | Common Stock | 2023-11-17 | M | A | 278 | $76.90 | 5,144 | D | — | — | (F1) Due to a delay in the receipt of information from the third party administrator, these transactions are being reported late. |
| 9 | Derivative | Restricted Stock Units | 2023-11-18 | M | D | 247 | $0.00 | 248 | D | — · — to — | 247 Common Stock | (F4) Each Restricted Stock Unit represents a right to receive one (1) Restricted Stock Unit of Ashland Common Stock. (F5) Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. |
| 10 | Derivative | Restricted Stock Units | 2023-11-17 | M | D | 378 | $0.00 | 758 | D | — · — to — | 378 Common Stock | (F4) Each Restricted Stock Unit represents a right to receive one (1) Restricted Stock Unit of Ashland Common Stock. (F5) Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. |
| 11 | Derivative | Restricted Stock Units | 2023-11-17 | M | D | 278 | $0.00 | 0 | D | — · — to — | 278 Common Stock | (F4) Each Restricted Stock Unit represents a right to receive one (1) Restricted Stock Unit of Ashland Common Stock. (F5) Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. |