Form 4 for PDLB Ponce Financial Group, Inc.
Accepted 2023-12-11 00:00:00 ET · period of report 2023-12-07 · accession 0000950170-23-069343 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-12-11 | 2023-12-07 | PDLB | Alvarez Maria | Dir | A - Grant | $10.33 | +28.5K | 72.6K | +65% | +$294.7K |
| DM | 2023-12-11 | 2023-12-07 | PDLB | Alvarez Maria | Dir | A - Grant | $10.70 | +15.0K | 15.0K | New | +$160.6K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-07 | A | A | 28,530 | $10.33 | 72,593 | D | — | — | (F1) Shares of restricted stock units vest annually at a rate of 20% per year commencing on December 7, 2024. (F2) Includes 24,885 shares of restricted stock units, of which 4,977 shares vest on January 31, of each year thereafter, ending on January 31, 2028. |
| 2 | Derivative | Premium Stock Option | 2023-12-07 | A | A | 3,000 | $10.33 | 3,000 | D | $10.33 · 2024-12-07 to 2033-12-06 | 3,000 Common Stock | |
| 3 | Derivative | Premium Stock Options | 2023-12-07 | A | A | 3,000 | $10.89 | 12,000 | D | $10.89 · 2027-12-07 to 2033-12-06 | 3,000 Common Stock | |
| 4 | Derivative | Premium Stock Options | 2023-12-07 | A | A | 3,000 | $10.70 | 9,000 | D | $10.70 · 2026-12-07 to 2033-12-06 | 3,000 Common Stock | |
| 5 | Derivative | Premium Stock Options | 2023-12-07 | A | A | 3,000 | $10.52 | 6,000 | D | $10.52 · 2025-12-07 to 2033-12-06 | 3,000 Common Stock | |
| 6 | Derivative | Premium Stock Options | 2023-12-07 | A | A | 3,000 | $11.08 | 15,000 | D | $11.08 · 2028-12-07 to 2033-12-06 | 3,000 Common Stock |