Form 4 for PDLB Ponce Financial Group, Inc.
Accepted 2023-12-11 00:00:00 ET · period of report 2023-12-07 · accession 0000950170-23-069355 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-12-11 | 2023-12-07 | PDLB | Tsavaris Steven | Executive COB, Dir | A - Grant | $10.33 | +211.5K | 516.5K | +69% | +$2.18M |
| DM | 2023-12-11 | 2023-12-07 | PDLB | Tsavaris Steven | Executive COB, Dir | A - Grant | $10.70 | +120.0K | 48.0K | New | +$1.28M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-07 | A | A | 211,476 | $10.33 | 516,491 | D | — | — | (F1) Shares of restricted stock units vest annually at a rate of 20% per year commencing on December 7, 2024. (F2) Includes 10,852 shares of restricted stock units, of which 5,425 shares vest on April 1, 2024 and 5,427 shares vest on April 1, 2025. |
| 2 | Derivative | Premium Stock Options | 2023-12-07 | A | A | 24,000 | $10.33 | 24,000 | D | $10.33 · 2024-12-07 to 2033-12-06 | 24,000 Common Stock | |
| 3 | Derivative | Premium Stock Options | 2023-12-07 | A | A | 24,000 | $11.08 | 120,000 | D | $11.08 · 2028-12-07 to 2033-12-06 | 24,000 Common Stock | |
| 4 | Derivative | Premium Stock Options | 2023-12-07 | A | A | 24,000 | $10.89 | 96,000 | D | $10.89 · 2027-12-07 to 2033-12-06 | 24,000 Common Stock | |
| 5 | Derivative | Premium Stock Options | 2023-12-07 | A | A | 24,000 | $10.70 | 72,000 | D | $10.70 · 2026-12-07 to 2033-12-06 | 24,000 Common Stock | |
| 6 | Derivative | Premium Stock Options | 2023-12-07 | A | A | 24,000 | $10.52 | 48,000 | D | $10.52 · 2025-12-07 to 2033-12-06 | 24,000 Common Stock |