Form 4 for PDLB Ponce Financial Group, Inc.
Accepted 2023-12-11 00:00:00 ET · period of report 2023-12-07 · accession 0000950170-23-069357 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-12-11 | 2023-12-07 | PDLB | Perez Frank | Chief InvestorRelationsOfficer | A - Grant | $10.33 | +2,500 | 50.2K | +5% | +$25.8K |
| DM | 2023-12-11 | 2023-12-07 | PDLB | Perez Frank | Chief InvestorRelationsOfficer | A - Grant | $10.70 | +2,500 | 1,000 | New | +$26.8K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-07 | A | A | 2,500 | $10.33 | 50,173 | D | — | — | (F1) Shares of restricted stock units vest annually at a rate of 20% per year commencing on December 7, 2024. (F2) Includes 5,271 shares of restricted stock units, of which 2,635 shares vest on April 1, 2024 and 2,636 shares vest on April 1, 2025 |
| 2 | Derivative | Premium Stock Options | 2023-12-07 | A | A | 500 | $11.08 | 2,500 | D | $11.08 · 2028-12-07 to 2033-12-06 | 500 Common Stock | |
| 3 | Derivative | Premium Stock Options | 2023-12-07 | A | A | 500 | $10.89 | 2,000 | D | $10.89 · 2027-12-07 to 2033-12-06 | 500 Common Stock | |
| 4 | Derivative | Premium Stock Options | 2023-12-07 | A | A | 500 | $10.70 | 1,500 | D | $10.70 · 2026-12-07 to 2033-12-06 | 500 Common Stock | |
| 5 | Derivative | Premium Stock Options | 2023-12-07 | A | A | 500 | $10.33 | 500 | D | $10.33 · 2024-12-07 to 2033-12-06 | 500 Common Stock | |
| 6 | Derivative | Premium Stock Options | 2023-12-07 | A | A | 500 | $10.52 | 1,000 | D | $10.52 · 2025-12-07 to 2033-12-06 | 500 Common Stock |