Form 4 for PDLB Ponce Financial Group, Inc.
Accepted 2023-12-11 00:00:00 ET · period of report 2023-12-07 · accession 0000950170-23-069364 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-12-11 | 2023-12-07 | PDLB | Vaccaro Sergio Javier | CFO | A - Grant | $10.33 | +35.0K | 45.0K | +350% | +$361.6K |
| DM | 2023-12-11 | 2023-12-07 | PDLB | Vaccaro Sergio Javier | CFO | A - Grant | $10.70 | +15.0K | 3,000 | New | +$160.6K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-07 | A | A | 35,000 | $10.33 | 45,000 | D | — | — | (F1) Shares of restricted stock units vest annually at a rate of 20% per year commencing on December 7, 2024. |
| 2 | Derivative | Premium Stock Options | 2023-12-07 | A | A | 3,000 | $11.08 | 15,000 | D | $11.08 · 2028-12-07 to 2033-12-06 | 3,000 Common Stock | |
| 3 | Derivative | Premium Stock Options | 2023-12-07 | A | A | 3,000 | $10.89 | 12,000 | D | $10.89 · 2027-12-07 to 2033-12-06 | 3,000 Common Stock | |
| 4 | Derivative | Premium Stock Options | 2023-12-07 | A | A | 3,000 | $10.70 | 9,000 | D | $10.70 · 2026-12-07 to 2033-12-06 | 3,000 Common Stock | |
| 5 | Derivative | Premium Stock Options | 2023-12-07 | A | A | 3,000 | $10.52 | 6,000 | D | $10.52 · 2025-12-07 to 2033-12-06 | 3,000 Common Stock | |
| 6 | Derivative | Premium Stock Options | 2023-12-07 | A | A | 3,000 | $10.33 | 3,000 | D | $10.33 · 2024-12-07 to 2033-12-06 | 3,000 Common Stock |