Form 4 for ZYME Zymeworks Inc.
Accepted 2023-12-11 00:00:00 ET · period of report 2023-12-11 · accession 0000950170-23-069496 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-12-11 | 2023-12-11 | ZYME | Astle Christopher | SVP, CFO | S - Sale+OE | $9.13 | -886 | 1,997 | -31% | -$8,089 |
| D | 2023-12-11 | 2023-12-11 | ZYME | Astle Christopher | SVP, CFO | M - OptEx | $0.00 | +1,550 | 2,883 | +116% | $0 |
| D | 2023-12-11 | 2023-12-11 | ZYME | Astle Christopher | SVP, CFO | M - OptEx | $0.00 | -1,550 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-11 | S | D | 886 | $9.13 | 1,997 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $9.11 to $9.16, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. |
| 2 | Common | Common Stock | 2023-12-11 | M | A | 1,550 | $0.00 | 2,883 | D | — | — | (F1) Represents shares of common stock issued upon vesting of one half of the restricted stock units ("RSUs") granted on December 10, 2021. |
| 3 | Derivative | Restricted Stock Unit | 2023-12-11 | M | D | 1,550 | $0.00 | 0 | D | — · — to — | 1,550 Common Stock | (F4) Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F5) The RSUs were granted on December 10, 2021 and vested in two equal annual instalments (on December 12, 2022 and December 11, 2023). |