Form 4 for KOP Koppers Holdings Inc.
Accepted 2023-12-14 00:00:00 ET · period of report 2023-12-12 · accession 0000950170-23-070421 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-12-14 | 2023-12-12+ | KOP | Sullivan James A. | Ex. VP COO | M - OptEx | $19.63 | +22.3K | 95.2K | +31% | +$437.4K |
| DM | 2023-12-14 | 2023-12-12+ | KOP | Sullivan James A. | Ex. VP COO | S - Sale+OE | $44.22 | -22.3K | 94.8K | -19% | -$984.5K |
| DM | 2023-12-14 | 2023-12-12+ | KOP | Sullivan James A. | Ex. VP COO | M - OptEx | $0.00 | -22.3K | 31.4K | -42% | $0 |
| D | 2023-12-14 | 2023-12-12 | KOP | Sullivan James A. | Ex. VP COO | A - Grant | $0.00 | +242 | 397 | +156% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-13 | M | A | 21,886 | $19.63 | 116,671.74 | D | — | — | |
| 2 | Common | Common Stock | 2023-12-13 | S | D | 21,866 | $44.22 | 94,785.74 | D | — | — | (F2) The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.00 to $44.49, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. |
| 3 | Common | Common Stock | 2023-12-12 | S | D | 397 | $44.29 | 94,785.74 | D | — | — | (F1) The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.00 to $44.41, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. |
| 4 | Common | Common Stock | 2023-12-12 | M | A | 397 | $19.63 | 95,182.74 | D | — | — | |
| 5 | Derivative | Employee Stock Options (Rights to Buy) | 2023-12-13 | M | D | 21,886 | $0.00 | 9,481 | D | $19.63 · 2021-03-03 to 2030-03-03 | 21,886 Common Stock | (F3) Stock options vested in annual installments of 25 percent over 4 years. |
| 6 | Derivative | Employee Stock Options (Rights to Buy) | 2023-12-12 | M | D | 397 | $0.00 | 31,367 | D | $19.63 · 2021-03-03 to 2030-03-03 | 397 Common Stock | (F3) Stock options vested in annual installments of 25 percent over 4 years. |
| 7 | Derivative | Dividend Equivalent Rights | 2023-12-12 | A | A | 242 | $0.00 | 397 | D | — · — to — | 242 Common Stock | (F4) The dividend equivalent rights ("DERs") accrued with respect to additional time-based and performance-based restricted stock units ("RSUs" and "PSUs", respectively) credited to the reporting person. Of this total, 180 DERs accrued with respect to RSUs granted on March 3, 2020, January 4, 2021, January 4, 2022, and January 4, 2023, and 62 DERs accrued with respect to PSUs granted on January 4, 2021 and January 4, 2022. Each DER is the economic equivalent of one share of Koppers Holdings Inc. common stock. |