Form 4 for NTNX Nutanix, Inc.
Accepted 2023-12-18 00:00:00 ET · period of report 2023-12-15 · accession 0000950170-23-071223 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-12-18 | 2023-12-15 | NTNX | Wall Tyler | CLO | M - OptEx | $0.00 | +16.8K | 70.3K | +31% | $0 |
| D | 2023-12-18 | 2023-12-18 | NTNX | Wall Tyler | CLO | S - Sale+OE | $47.12 | -35.0K | 37.3K | -48% | -$1.65M |
| D | 2023-12-18 | 2023-12-15 | NTNX | Wall Tyler | CLO | F - Tax | $46.32 | -8,344 | 72.3K | -10% | -$386.5K |
| DM | 2023-12-18 | 2023-12-15 | NTNX | Wall Tyler | CLO | M - OptEx | $0.00 | -16.8K | 19.4K | -46% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-12-15 | M | A | 2,647 | $0.00 | 80,621 | D | — | — | |
| 2 | Common | Class A Common Stock | 2023-12-18 | S | D | 35,000 | $47.12 | 37,277 | D | — | — | (F2) The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $46.955 to $47.375 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 3 | Common | Class A Common Stock | 2023-12-15 | M | A | 5,625 | $0.00 | 77,974 | D | — | — | |
| 4 | Common | Class A Common Stock | 2023-12-15 | M | A | 2,071 | $0.00 | 72,349 | D | — | — | |
| 5 | Common | Class A Common Stock | 2023-12-15 | M | A | 6,483 | $0.00 | 70,278 | D | — | — | |
| 6 | Common | Class A Common Stock | 2023-12-15 | F | D | 8,344 | $46.32 | 72,277 | D | — | — | (F1) Represents shares withheld by the Issuer to satisfy tax withholding obligations arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs. |
| 7 | Derivative | Restricted Stock Units | 2023-12-15 | M | D | 5,625 | $0.00 | 61,875 | D | — · — to — | 5,625 Class A Common Stock | (F3) Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock. (F6) The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2022, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date. |
| 8 | Derivative | Restricted Stock Units | 2023-12-15 | M | D | 2,647 | $0.00 | 39,711 | D | — · — to — | 2,647 Class A Common Stock | (F3) Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock. (F7) The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2023, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date. |
| 9 | Derivative | Restricted Stock Units | 2023-12-15 | M | D | 2,071 | $0.00 | 14,494 | D | — · — to — | 2,071 Class A Common Stock | (F3) Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock. (F5) The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2021, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date. |
| 10 | Derivative | Restricted Stock Units | 2023-12-15 | M | D | 6,483 | $0.00 | 19,450 | D | — · — to — | 6,483 Class A Common Stock | (F3) Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock. (F4) The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2020, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date. |