Form 4 for NTNX Nutanix, Inc.
Accepted 2023-12-18 00:00:00 ET · period of report 2023-12-15 · accession 0000950170-23-071228 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-12-18 | 2023-12-15 | NTNX | Sivaraman Rukmini | CFO | M - OptEx | $0.00 | +26.0K | 184.4K | +16% | $0 |
| D | 2023-12-18 | 2023-12-15 | NTNX | Sivaraman Rukmini | CFO | F - Tax | $46.32 | -12.9K | 182.5K | -7% | -$597.8K |
| DM | 2023-12-18 | 2023-12-15 | NTNX | Sivaraman Rukmini | CFO | M - OptEx | $0.00 | -26.0K | 68.8K | -27% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-12-15 | M | A | 7,661 | $0.00 | 177,059 | D | — | — | |
| 2 | Common | Class A Common Stock | 2023-12-15 | M | A | 2,588 | $0.00 | 179,647 | D | — | — | |
| 3 | Common | Class A Common Stock | 2023-12-15 | F | D | 12,906 | $46.32 | 182,516 | D | — | — | (F1) Represents shares withheld by the Issuer to satisfy tax withholding obligations arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs. |
| 4 | Common | Class A Common Stock | 2023-12-15 | M | A | 6,250 | $0.00 | 190,657 | D | — | — | |
| 5 | Common | Class A Common Stock | 2023-12-15 | M | A | 4,765 | $0.00 | 195,422 | D | — | — | |
| 6 | Common | Class A Common Stock | 2023-12-15 | M | A | 4,760 | $0.00 | 184,407 | D | — | — | |
| 7 | Derivative | Restricted Stock Units | 2023-12-15 | M | D | 2,588 | $0.00 | 18,119 | D | — · — to — | 2,588 Class A Common Stock | (F2) Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock. (F4) The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2021, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date. |
| 8 | Derivative | Restricted Stock Units | 2023-12-15 | M | D | 7,661 | $0.00 | 22,986 | D | — · — to — | 7,661 Class A Common Stock | (F2) Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock. (F3) The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2020, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date. |
| 9 | Derivative | Restricted Stock Units | 2023-12-15 | M | D | 4,760 | $0.00 | 47,601 | D | — · — to — | 4,760 Class A Common Stock | (F2) Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock. (F5) The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on September 15, 2022, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date. |
| 10 | Derivative | Restricted Stock Units | 2023-12-15 | M | D | 4,765 | $0.00 | 71,480 | D | — · — to — | 4,765 Class A Common Stock | (F2) Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock. (F7) The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2023, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date. |
| 11 | Derivative | Restricted Stock Units | 2023-12-15 | M | D | 6,250 | $0.00 | 68,750 | D | — · — to — | 6,250 Class A Common Stock | (F2) Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock. (F6) The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2022, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date. |