Form 4 for CG Carlyle Group Inc.
Accepted 2023-12-19 00:00:00 ET · period of report 2023-12-15 · accession 0000950170-23-071566 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| T | 2023-12-19 | 2023-12-15 | CG | SCHWARTZ HARVEY M | CEO, Dir | S - Sale | $41.74 | -295.4K | 6.77M | -4% | -$12.33M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-15 | S | D | 295,358 | $41.74 | 6,768,046 | D | — | — | (F2) The price reported in column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $41.32 to $42.14, inclusive. The reporting person undertakes to provide to The Carlyle Group Inc., any security holder of The Carlyle Group Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock sold at each separate price within the range set forth in this footnote. (F1) These shares of common stock were sold by the reporting person pursuant to a Rule 10b5-1 trading arrangement entered into by the reporting person on September 1, 2023 to satisfy tax obligations arising from the vesting of restricted stock units. |