Form 4 for CLSK CLEANSPARK, INC.
Accepted 2023-12-22 00:00:00 ET · period of report 2023-12-20 · accession 0000950170-23-072662 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-12-22 | 2023-12-20 | CLSK | Bradford Zachary | CEO, Pres, Dir | M - OptEx | $0.00 | +300.0K | 3.40M | +10% | $0 |
| D | 2023-12-22 | 2023-12-20 | CLSK | Bradford Zachary | CEO, Pres, Dir | F - Tax | $10.92 | -120.0K | 3.28M | -4% | -$1.31M |
| D | 2023-12-22 | 2023-12-20 | CLSK | Bradford Zachary | CEO, Pres, Dir | M - OptEx | $0.00 | -300.0K | 600.0K | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-20 | M | A | 300,000 | $0.00 | 3,395,856 | D | — | — | (F1) Shares issued in settlement of restricted stock units granted in 2023 which vested upon the Issuer achieving a specified price per share over a designated period of time representing 200% of the Issuer's stock price on the grant date. |
| 2 | Common | Common Stock | 2023-12-20 | F | D | 120,000 | $10.92 | 3,275,856 | D | — | — | (F2) Shares were applied to payment of withholding taxes in connection with the vesting and settlement of the above-mentioned restricted stock units. |
| 3 | Derivative | Restricted Stock Unit | 2023-12-20 | M | D | 300,000 | $0.00 | 600,000 | D | — · — to 2033-09-29 | 300,000 Common Stock | (F1) Shares issued in settlement of restricted stock units granted in 2023 which vested upon the Issuer achieving a specified price per share over a designated period of time representing 200% of the Issuer's stock price on the grant date. |