Form 4 for RLGT RADIANT LOGISTICS, INC
Accepted 2023-12-27 00:00:00 ET · period of report 2023-12-22 · accession 0000950170-23-073411 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-12-27 | 2023-12-22 | RLGT | SOBBA JOHN | GC | M - OptEx | — | +19.2K | 41.1K | +88% | — |
| DM | 2023-12-27 | 2023-12-22 | RLGT | SOBBA JOHN | GC | F - Tax | $6.78 | -4,682 | 34.0K | -12% | -$31.7K |
| DM | 2023-12-27 | 2023-12-22 | RLGT | SOBBA JOHN | GC | M - OptEx | $0.00 | -19.2K | 9,873 | -66% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-22 | M | A | 12,172 | — | 36,986 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2023-12-22 | F | D | 1,718 | $6.78 | 39,356 | D | — | — | |
| 3 | Common | Common Stock | 2023-12-22 | M | A | 7,052 | — | 41,074 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 4 | Common | Common Stock | 2023-12-22 | F | D | 2,964 | $6.78 | 34,022 | D | — | — | |
| 5 | Derivative | Restricted Stock Units | 2023-12-22 | M | D | 12,172 | $0.00 | 4,057 | D | — · — to — | 12,172 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F2) Pursuant to the Separation Agreement, the vesting of the RSUs granted to the reporting person on September 8, 2021, was partially accelerated and 75% of the shares underlying the award became vested as of December 22, 2023. Vested shares will be delivered to the reporting person as soon as practicable, but not more than 30 days after vesting. |
| 6 | Derivative | Restricted Stock Units | 2023-12-22 | M | D | 7,052 | $0.00 | 9,873 | D | — · — to — | 7,052 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F3) Pursuant to the Separation Agreement, the vesting of the RSUs granted to the reporting person on September 9, 2022, was partially accelerated and 42% of the shares underlying the award became vested as of December 22, 2023. Vested shares will be delivered to the reporting person as soon as practicable, but not more than 30 days after vesting. |