Form 4 for AMRN AMARIN CORP PLC\UK
Accepted 2024-01-12 00:00:00 ET · period of report 2024-01-10 · accession 0000950170-24-004308 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-01-12 | 2024-01-10 | AMRN | Ketchum Steven B | CSO | F - Tax | $0.97 | -28.3K | 620.4K | -4% | -$27.4K |
| D | 2024-01-12 | 2024-01-10 | AMRN | Ketchum Steven B | CSO | M - OptEx | — | +51.5K | 648.7K | +9% | — |
| D | 2024-01-12 | 2024-01-10 | AMRN | Ketchum Steven B | CSO | M - OptEx | $0.00 | -51.5K | 0 | -100% | $0 |
| D | 2024-01-12 | 2024-01-10 | AMRN | Ketchum Steven B | CSO | A - Grant | $0.00 | +51.5K | 0 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2024-01-10 | F | D | 28,270 | $0.97 | 620,407 | D | — | — | (F1) The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. |
| 2 | Common | Ordinary Shares | 2024-01-10 | M | A | 51,500 | — | 648,677 | D | — | — | (F1) The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. (F3) Not applicable |
| 3 | Derivative | Restricted Stock Unit | 2024-01-10 | M | D | 51,500 | $0.00 | 0 | D | — · — to — | 51,500 Ordinary Shares | (F5) Each RSU represents a contingent right to receive one Ordinary Share or cash in lieu thereof at the Issuer's discretion. (F2) On February 21, 2023, the Reporting Person was granted 103,000 RSUs under the Amarin Corporation plc 2020 Stock Incentive Plan, which vest upon achievement of certain performance-based milestones and subject to the Reporting Person's continued service with the Issuer as provided in the RSU Award Agreement between the Issuer and Reporting Person. On January 10, 2024, the first of two performance-based milestones was achieved based on a predetermined formula tied to company cash balance as determined by the Issuer's Remuneration Committee of its Board of Directors, resulting in the vesting of 51,500 RSUs. (F3) Not applicable |
| 4 | Derivative | Restricted Stock Unit | 2024-01-10 | A | A | 51,500 | $0.00 | 0 | D | — · — to — | 51,500 Ordinary Shares | (F5) Each RSU represents a contingent right to receive one Ordinary Share or cash in lieu thereof at the Issuer's discretion. (F2) On February 21, 2023, the Reporting Person was granted 103,000 RSUs under the Amarin Corporation plc 2020 Stock Incentive Plan, which vest upon achievement of certain performance-based milestones and subject to the Reporting Person's continued service with the Issuer as provided in the RSU Award Agreement between the Issuer and Reporting Person. On January 10, 2024, the first of two performance-based milestones was achieved based on a predetermined formula tied to company cash balance as determined by the Issuer's Remuneration Committee of its Board of Directors, resulting in the vesting of 51,500 RSUs. (F3) Not applicable |