Form 4 for SMRT SmartRent, Inc.
Accepted 2024-01-19 00:00:00 ET · period of report 2024-01-18 · accession 0000950170-24-005826 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-01-19 | 2024-01-18+ | SMRT | Haldeman Lucas Merwan | CEO, Dir | F - Tax | $2.93 | -10.1K | 11.35M | -0.1% | -$29.6K |
| DI | 2024-01-19 | 2024-01-18 | SMRT | Haldeman Lucas Merwan | CEO, Dir | M - OptEx | — | +834 | 17.1K | +5% | — |
| DM | 2024-01-19 | 2024-01-18+ | SMRT | Haldeman Lucas Merwan | CEO, Dir | M - OptEx | — | +21.4K | 11.35M | +0.2% | — |
| DI | 2024-01-19 | 2024-01-18 | SMRT | Haldeman Lucas Merwan | CEO, Dir | F - Tax | $2.86 | -394 | 16.7K | -2% | -$1,127 |
| DM | 2024-01-19 | 2024-01-18+ | SMRT | Haldeman Lucas Merwan | CEO, Dir | M - OptEx | — | -21.4K | 270.3K | -7% | — |
| DI | 2024-01-19 | 2024-01-18 | SMRT | Haldeman Lucas Merwan | CEO, Dir | M - OptEx | — | -834 | 23.7K | -3% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-01-18 | F | D | 5,311 | $2.86 | 11,342,322 | D By Spouse | — | — | |
| 2 | Common | Class A Common Stock | 2024-01-18 | M | A | 834 | — | 17,112 | I | — | — | (F1) Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share. |
| 3 | Common | Class A Common Stock | 2024-01-19 | F | D | 4,799 | $3.00 | 11,347,700 | D | — | — | |
| 4 | Common | Class A Common Stock | 2024-01-19 | M | A | 10,177 | — | 11,352,499 | D | — | — | (F1) Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share. |
| 5 | Common | Class A Common Stock | 2024-01-18 | F | D | 394 | $2.86 | 16,718 | I | — | — | |
| 6 | Common | Class A Common Stock | 2024-01-18 | M | A | 11,264 | — | 11,347,633 | D By Spouse | — | — | (F1) Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share. |
| 7 | Derivative | Restricted Stock Units | 2024-01-19 | M | D | 10,177 | — | 172,994 | D By Spouse | — · — to — | 10,177 Class A Common Stock | (F1) Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share. (F2) The Restricted Stock Units vest as follows: one-fourth vested on April 19, 2022 with the remaining vesting in 1/48 equal monthly installments until vested in full. |
| 8 | Derivative | Restricted Stock Units | 2024-01-18 | M | D | 834 | — | 23,651 | I | — · — to — | 834 Class A Common Stock | (F1) Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share. (F3) The Restricted Stock Units vest as follows: one-fourth vested on January 18, 2023 with the remaining vesting in 1/48 equal monthly installments until vested in full. |
| 9 | Derivative | Restricted Stock Units | 2024-01-18 | M | D | 11,264 | — | 270,334 | D | — · — to — | 11,264 Class A Common Stock | (F1) Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share. (F3) The Restricted Stock Units vest as follows: one-fourth vested on January 18, 2023 with the remaining vesting in 1/48 equal monthly installments until vested in full. |