Form 4 for SOC Sable Offshore Corp.
Accepted 2024-01-23 00:00:00 ET · period of report 2023-11-02 · accession 0000950170-24-006741 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-01-23 | 2023-08-22 | SOC | Flores James Caldwell | Pres | C - Cnv Deriv | — | +71.9K | 71.9K | New | — |
| D | 2024-01-23 | 2023-08-22 | SOC | Flores James Caldwell | Pres | C - Cnv Deriv | $0.00 | -71.9K | 0 | -100% | $0 |
| DI | 2024-01-23 | 2023-11-02 | SOC | Flores James Caldwell | Pres | P - Purchase | $0.75 | +214.9K | 214.9K | New | +$161.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-08-22 | C | A | 71,875 | — | 71,875 | D | — | — | (F1) The Class B Common Stock automatically converts into the Issuer's Class A Common Stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and has no expiration date. |
| 2 | Derivative | Class B Common Stock | 2023-08-22 | C | D | 71,875 | $0.00 | 0 | D By Family LLC | — · — to — | 71,875 Class A Common Stock | (F1) The Class B Common Stock automatically converts into the Issuer's Class A Common Stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and has no expiration date. |
| 3 | Derivative | Warrants | 2023-11-02 | P | A | 214,900 | $0.75 | 214,900 | I | $11.50 · 2022-03-01 to 2026-03-01 | 214,900 Class A Common Stock | (F2) The price reported in Column 8 is a weighted average price. These warrants were purchased in multiple transactions at prices ranging from $0.64 to $0.77. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants purchased at each separate price within the range set forth in this footnote. |