Form 4 for AA Alcoa Corp
Accepted 2024-01-31 00:00:00 ET · period of report 2024-01-29 · accession 0000950170-24-009427 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2024-01-31 | 2024-01-29 | AA | Jones Tammi A | EVP, CHRO | F - Tax | $30.91 | -29.9K | 67.6K | -31% | -$922.7K |
| M | 2024-01-31 | 2024-01-29 | AA | Jones Tammi A | EVP, CHRO | A - Grant | $1.41 | +34.9K | 68.5K | +104% | +$49.2K |
| MI | 2024-01-31 | 2024-01-29 | AA | Jones Tammi A | EVP, CHRO | F - Tax | $30.91 | -1,606 | 10.7K | -13% | -$49.6K |
| I | 2024-01-31 | 2024-01-29 | AA | Jones Tammi A | EVP, CHRO | A - Grant | $30.91 | +87 | 10.8K | +0.8% | +$2,689 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.01 per share | 2024-01-29 | F | D | 17,642 | $30.91 | 66,886 | D By Spouse | — | — | (F3) Represents the withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of PRSUs granted in 2021. |
| 2 | Common | Common Stock, par value $0.01 per share | 2024-01-29 | A | A | 33,286 | $0.00 | 84,528 | D By Spouse | — | — | (F2) Earned performance restricted stock units (PRSUs) granted in 2021. |
| 3 | Common | Common Stock, par value $0.01 per share | 2024-01-29 | F | D | 11,364 | $30.91 | 51,242 | D By Spouse | — | — | (F1) Represents the withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of restricted stock units (RSUs) granted in 2021. |
| 4 | Common | Common Stock, par value $0.01 per share | 2024-01-29 | A | A | 1,593 | $30.91 | 68,479 | D | — | — | (F4) Shares acquired pursuant to stock settlement of dividend equivalents accumulated in cash and converted to stock upon the vesting and settlement of the underlying RSUs, granted in 2021, based on the share price at the time of vesting. |
| 5 | Common | Common Stock, par value $0.01 per share | 2024-01-29 | F | D | 46 | $30.91 | 10,705 | I | — | — | (F5) Represents the withholding of shares by the issuer to satisfy the reporting person's tax obligations upon stock settlement of dividend equivalents accumulated in cash and converted to stock upon the vesting and settlement of the underlying RSUs, granted in 2021, based on the share price at the time of vesting. |
| 6 | Common | Common Stock, par value $0.01 per share | 2024-01-29 | F | D | 845 | $30.91 | 67,634 | D | — | — | (F5) Represents the withholding of shares by the issuer to satisfy the reporting person's tax obligations upon stock settlement of dividend equivalents accumulated in cash and converted to stock upon the vesting and settlement of the underlying RSUs, granted in 2021, based on the share price at the time of vesting. |
| 7 | Common | Common Stock, par value $0.01 per share | 2024-01-29 | F | D | 1,560 | $30.91 | 10,664 | I | — | — | (F1) Represents the withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of restricted stock units (RSUs) granted in 2021. |
| 8 | Common | Common Stock, par value $0.01 per share | 2024-01-29 | A | A | 87 | $30.91 | 10,751 | I | — | — | (F4) Shares acquired pursuant to stock settlement of dividend equivalents accumulated in cash and converted to stock upon the vesting and settlement of the underlying RSUs, granted in 2021, based on the share price at the time of vesting. |