Form 4 for RFL Rafael Holdings, Inc.
Accepted 2024-02-01 00:00:00 ET · period of report 2024-01-30 · accession 0000950170-24-009772 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2024-02-01 | 2024-01-30 | RFL | JONAS HOWARD S | Executive COB, Dir | J - Other | $0.00 | -348.3K | 215.3K | -62% | $0 | |
| I | 2024-02-01 | 2024-01-30 | RFL | JONAS HOWARD S | Executive COB, Dir | J - Other | $0.00 | +348.3K | 348.3K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class B Common Stock, par value $.01 per share | 2024-01-30 | J | D | 348,259 | $0.00 | 215,279 | D By HSJ 2024 Rafael Annuity Trust | — | — | (F2) Consists of 215,279 unvested restricted shares of stock that vest as follows: 27,852 on March 13, 2024, and 187,427 on June 13, 2024. |
| 2 | Common | Class B Common Stock, par value $.01 per share | 2024-01-30 | J | A | 348,259 | $0.00 | 348,259 | I | — | — |