Form 4 for RAIL FreightCar America, Inc.
Accepted 2024-02-02 00:00:00 ET · period of report 2024-01-31 · accession 0000950170-24-010459 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-02-02 | 2024-01-31 | RAIL | Gil Benavides Jesus Salvador | Dir | D - Sale to Iss | $0.00 | -106.8K | 28.8K | -79% | $0 |
| DM | 2024-02-02 | 2024-01-31 | RAIL | Gil Benavides Jesus Salvador | Dir | D - Sale to Iss | $0.00 | -106.8K | 17.0K | -86% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-01-31 | D | D | 106,789 | $0.00 | 28,772 | D | — | — | (F2) The restricted shares were granted pursuant to the Issuer's 2022 Long Term Incentive Plan and no consideration was paid by the recipient for the restricted shares upon grant or forfeiture. (F1) Forfeiture of unvested restricted shares pursuant to Rule 16b-3(e) upon recipient's voluntary resignation and termination of employment status effective January 31, 2024. Forfeiture of restricted shares was contemplated in the terms of the awards when the awards were approved. |
| 2 | Derivative | Employee Stock Option | 2024-01-31 | D | D | 59,638 | $0.00 | 0 | D | $2.73 · — to 2024-01-31 | 59,638 Common Stock | (F7) The options were granted pursuant to the Issuer's 2022 Long Term Incentive Plan, for which no consideration was paid by the recipient upon grant or forfeiture. (F6) On January 4, 2024 the recipient was granted 59,638 options. The recipient's employment status was terminated and the options forfeited in full. Forfeiture of the options was contemplated under the terms of the award when the award was approved. |
| 3 | Derivative | Employee Stock Option | 2024-01-31 | D | D | 14,141 | $0.00 | 28,709 | D | $3.82 · — to 2024-04-30 | 14,141 Common Stock | (F7) The options were granted pursuant to the Issuer's 2022 Long Term Incentive Plan, for which no consideration was paid by the recipient upon grant or forfeiture. (F9) On January 17, 2022, the recipient was granted 42,850 options. 14,141 options forfeited on January 31, 2024 when the recipient's employment status was terminated. Forfeiture of the options was contemplated under the terms of the award when the award was approved. 28,709 options are fully vested and exercisable until April 30, 2024, at which point the options will be forfeited if not exercised. |
| 4 | Derivative | Employee Stock Option | 2024-01-31 | D | D | 33,045 | $0.00 | 17,022 | D | $3.22 · — to 2024-04-30 | 33,045 Common Stock | (F7) The options were granted pursuant to the Issuer's 2022 Long Term Incentive Plan, for which no consideration was paid by the recipient upon grant or forfeiture. (F8) On January 6, 2023, the recipient was granted 50,067 options. 33,045 options forfeited on January 31, 2024 when the recipient's employment status was terminated. Forfeiture of the options was contemplated under the terms of the award when the award was approved. 17,022 options are fully vested and exercisable until April 30, 2024, at which point the options will be forfeited if not exercised. |