Form 4 for GUTS FRACTYL HEALTH, INC.
Accepted 2024-02-08 00:00:00 ET · period of report 2024-02-06 · accession 0000950170-24-012835 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-02-08 | 2024-02-06 | GUTS | Rajagopalan Harith | CEO, Dir | C - Cnv Deriv | — | +6,523 | 663.1K | +1.0% | — |
| DI | 2024-02-08 | 2024-02-06 | GUTS | Rajagopalan Harith | CEO, Dir | C - Cnv Deriv | — | +2,795 | 292.2K | +1.0% | — |
| DI | 2024-02-08 | 2024-02-06 | GUTS | Rajagopalan Harith | CEO, Dir | C - Cnv Deriv | — | -6,000 | 0 | -100% | — |
| D | 2024-02-08 | 2024-02-06 | GUTS | Rajagopalan Harith | CEO, Dir | C - Cnv Deriv | — | -14.0K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-06 | C | A | 6,523 | — | 663,093 | D By 2016 Irrevocable Trust | — | — | (F1) In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock. |
| 2 | Common | Common Stock | 2024-02-06 | C | A | 2,795 | — | 292,170 | I | — | — | (F1) In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock. |
| 3 | Derivative | Series A Preferred Stock | 2024-02-06 | C | D | 6,000 | — | 0 | I | — · — to — | 2,795 Common Stock | (F1) In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock. |
| 4 | Derivative | Series A Preferred Stock | 2024-02-06 | C | D | 14,000 | — | 0 | D By 2016 Irrevocable Trust | — · — to — | 6,523 Common Stock | (F1) In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock. |