InsiderTrades

Form 4 for GUTS FRACTYL HEALTH, INC.

Accepted 2024-02-08 00:00:00 ET · period of report 2024-02-06 · accession 0000950170-24-012836 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
DMI 2024-02-08 2024-02-06 GUTS Caplan Jay David Pres, Chief Product Off C - Cnv Deriv — +142.1K 358.8K +66% —
DMI 2024-02-08 2024-02-06 GUTS Caplan Jay David Pres, Chief Product Off C - Cnv Deriv — -305.0K 0 -100% —

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Common Stock 2024-02-06 C A 118,810 — 118,810 I By Family Trust — — (F1) In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock.
2 Common Common Stock 2024-02-06 C A 23,299 — 358,806 I By Trust — — (F1) In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock. (F2) The Reporting Person's Form 3 filed on February 1, 2024 inadvertently omitted the securities held by the Jay D. Caplan 2021 Irrevocable Trust.
3 Derivative Series A Preferred Stock 2024-02-06 C D 50,000 — 0 I By Trust — · — to — 23,299 Common Stock (F1) In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock.
4 Derivative Series B Preferred Stock 2024-02-06 C D 177,726 — 0 I By Family Trust — · — to — 82,817 Common Stock (F1) In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock.
5 Derivative Series C-1 Preferred Stock 2024-02-06 C D 44,730 — 0 I By Family Trust — · — to — 20,843 Common Stock (F1) In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock.
6 Derivative Series C-2 Preferred Stock 2024-02-06 C D 32,514 — 0 I By Family Trust — · — to — 15,150 Common Stock (F1) In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock.