Form 4 for GUTS FRACTYL HEALTH, INC.
Accepted 2024-02-08 00:00:00 ET · period of report 2024-02-06 · accession 0000950170-24-012842 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2024-02-08 | 2024-02-06 | GUTS | MEANWELL CLIVE | Dir | C - Cnv Deriv | — | +277.9K | 277.9K | New | — |
| DI | 2024-02-08 | 2024-02-06 | GUTS | MEANWELL CLIVE | Dir | C - Cnv Deriv | — | -596.4K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-06 | C | A | 277,890 | — | 277,890 | I See footnote | — | — | (F1) In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock. (F2) Represents securities held by Population Health Capital Partners II, L.P. ("PHPII"). The Reporting Person is the Founder of Population Health Partners GP, LLC, the general partner of PHPII, and, as a result, may be deemed to share voting and investment power with respect to the shares held by PHPII. Dr. Meanwell disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| 2 | Derivative | Series F Preferred Stock | 2024-02-06 | C | D | 596,352 | — | 0 | I See footnote | — · — to — | 277,890 Common Stock | (F1) In connection with the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into common stock in accordance with the terms of such preferred stock. (F2) Represents securities held by Population Health Capital Partners II, L.P. ("PHPII"). The Reporting Person is the Founder of Population Health Partners GP, LLC, the general partner of PHPII, and, as a result, may be deemed to share voting and investment power with respect to the shares held by PHPII. Dr. Meanwell disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |