Form 4 for ICE Intercontinental Exchange

Accepted 2024-02-09 00:00:00 ET · period of report 2024-02-08 · accession 0000950170-24-013288 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
T	2024-02-09	2024-02-08	ICE	King Elizabeth Kathryn	CRO, Gbl Head of Clearing	S - Sale	$132.03	-3,783	17.2K	-18%	-$499.5K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock Holding	2024-02-08	S	D	3,783	$132.03	17,242	D	—	—	(F1) This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of November 23, 2022. (F2) The common stock number referred in Table I is an aggregate number and represents 11,574 shares of common stock and 768 unvested restricted stock units ("RSUs"), and 4,900 unvested performance based restricted stock units ("PSUs"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2023 PSUs tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2024 and will be reported at the time of vesting. The satisfaction of the 2022 and 2023 total shareholder return PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2025 and February 2026, respectively, and will be reported at the time of vesting.